Wheelock R. Bingham

BINGHAM PRIVATE WEALTH

SAN FRANCISCO, CA 94111

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CRD#: 5267248

Professional summary

Wheelock Richard Bingham, CPWA® is a registered financial advisor currently at BINGHAM PRIVATE WEALTH, LLC located in San Francisco, California.

Wheelock is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Wheelock has worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Licensed insurance agent; not-investment related; 4 Embarcadero Center Suite 1400 San Francisco CA 94111; Insurance sales; Implementation of insurance recommendations; Approx. 5% of time per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wheelock Richard Bingham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CPWA^®

Certified Private Wealth Advisor

Experience

Current

May 10, 2024 - Present

BINGHAM PRIVATE WEALTH, LLC

Office #1: 3 Embarcadero Center Suite 1680, San Francisco, CA 94111

RIA

CRD#: 330598

SAN FRANCISCO, CA

Past

June 10, 2014 - May 24, 2024

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

SAN FRANCISCO, CA

Past

June 10, 2014 - May 24, 2024

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

SAN FRANCISCO, CA

Past

November 17, 2011 - June 19, 2014

STERNE, AGEE & LEACH, INC.

CRD#: 791

SAN FRANCISCO, CA

Past

October 26, 2011 - June 19, 2014

INTL ADVISORY CONSULTANTS INC.

RIA

CRD#: 130888

SAN FRANCISCO, CA

Past

January 2, 2007 - November 30, 2010

SAVANT INVESTMENT GROUP, LLC

RIA

CRD#: 108810

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BINGHAM PRIVATE WEALTH, LLC

AKELSTEM WEALTH MANAGEMENT, LLC | BINGHAM PRIVATE WEALTH, LLC

CRD#: 330598 / SEC#: 801-129987

RIA

Registered Investment Advisory firm - (5/9/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/10/2024)

IAR

Texas
(9/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/9/2011

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/29/2006

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/16/2011

General Securities Representative Examination

Current Firm

BINGHAM PRIVATE WEALTH, LLC

AKELSTEM WEALTH MANAGEMENT, LLC | BINGHAM PRIVATE WEALTH, LLC

CRD#: 330598 / SEC#: 801-129987

RIA

Registered Investment Advisory firm - (5/9/2024 Approved)

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Contact information

Main Address

3 Embarcadero Center Suite 1680, San Francisco, CA 94111

Mailing Address

Phone number

(415) 426-5652

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BINGHAM PRIVATE WEALTH DISCLOSURE BROCHURE (7/30/2025)

Regulatory assets under management

Total Number of Accounts	631
AUM (Assets Under Management)	$ 206,066,171

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Wheelock R. Bingham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wheelock Richard Bingham's CRS (Customer Relationship Summary).

Certified licenses

Experience

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STERNE, AGEE & LEACH, INC.

INTL ADVISORY CONSULTANTS INC.

SAVANT INVESTMENT GROUP, LLC

Primary Firm SEC Registration

BINGHAM PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/9/2011

Series 65

Date: 12/29/2006

SIE

Date: 10/1/2018

Series 7

Date: 11/16/2011

Current Firm

BINGHAM PRIVATE WEALTH, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BINGHAM PRIVATE WEALTH, LLC

TRUST BUT VERIFY

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