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LW

Lauren H. Wyatt

SCHWAB WEALTH ADVISORY
Knoxville, TN
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CRD#: 5266265
LW

Professional summary


Lauren Hoglan Wyatt, who also goes by Lauren Alissa Hoglan, Lauren Wyatt, Lauren Wyatt, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Knoxville, Tennessee and CHARLES SCHWAB & CO., INC. located in Indianapolis, Indiana.

Lauren is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Lauren has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Lauren Alissa Hoglan | Lauren Wyatt | Lauren Wyatt

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Cutey Patootie Booties|Investment Related: No|5800 Watts Bar Court , Fort Worth, Texas, 76179, USA|Retail|Owner|11/6/2014|Less than 20 hour/month - 0.000000 during trading hours|sewing baby shoes and cloths, 2) Instacart|Investment Related: No|5800 Watts Bar Court , Fort Worth, Texas, 76179, USA|Restaurant/Food Services|Instacart Shopper|5/22/2021|20-40 hour/month - 0.000000 during trading hours|Grocery Shopping /picking up food for people and delivering to their house

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Lauren Hoglan Wyatt's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 19, 2025 - Present

SCHWAB WEALTH ADVISORY, INC.

RIA
CRD#: 159035
Knoxville, TN
Current

January 26, 2022 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482
RIA
BD
CRD#: 5393
Indianapolis, IN
Past

January 27, 2022 - May 21, 2025

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Westlake, TX
Past

June 3, 2021 - October 14, 2022

TD AMERITRADE, INC.

RIA
CRD#: 7870
WestLake, TX
Past

June 3, 2021 - September 7, 2023

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
Westlake, TX
Past

June 3, 2021 - December 31, 2023

TD AMERITRADE, INC.

BD
CRD#: 7870
WestLake, TX
Past

October 9, 2012 - December 31, 2020

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
Fort Worth, TX
Past

October 9, 2012 - January 11, 2021

TD AMERITRADE, INC.

RIA
CRD#: 7870
FORT WORTH, TX
Past

October 9, 2012 - January 11, 2021

TD AMERITRADE, INC.

BD
CRD#: 7870
FORT WORTH, TX
Past

November 3, 2011 - October 9, 2012

TD AMERITRADE CLEARING, INC.

BD
CRD#: 5633
FORT WORTH, TX
Past

November 16, 2009 - November 3, 2011

TD AMERITRADE, INC.

RIA
CRD#: 7870
FORT WORTH, TX
Past

July 22, 2009 - November 3, 2011

TD AMERITRADE, INC.

BD
CRD#: 7870
FORT WORTH, TX

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/31/2022)
RR
Alaska
(2/9/2022)
RR
Arizona
(3/17/2022)
RR
Arkansas
(3/9/2022)
RR
California
(1/26/2022)
RR
Colorado
(1/27/2022)
RR
Connecticut
(1/27/2022)
RR
Delaware
(1/28/2022)
RR
District of Columbia
(3/9/2022)
RR
Florida
(3/8/2022)
RR
Georgia
(3/15/2022)
RR
Hawaii
(3/4/2022)
RR
Idaho
(3/7/2022)
RR
Illinois
(3/17/2022)
RR
Indiana
(2/9/2022)
RR
Iowa
(1/27/2022)
RR
Kansas
(1/26/2022)
RR
Kentucky
(1/31/2022)
RR
Louisiana
(1/31/2022)
RR
Maine
(1/28/2022)
RR
Maryland
(1/26/2022)
RR
Massachusetts
(2/28/2022)
RR
Michigan
(1/28/2022)
RR
Minnesota
(1/28/2022)
RR
Mississippi
(1/27/2022)
RR
Missouri
(1/26/2022)
RR
Montana
(1/31/2022)
RR
Nebraska
(2/4/2022)
RR
Nevada
(8/5/2024)
RR
New Hampshire
(1/31/2022)
RR
New Jersey
(3/7/2022)
RR
New Mexico
(1/28/2022)
RR
New York
(3/27/2022)
RR
North Carolina
(8/8/2024)
RR
North Dakota
(2/8/2022)
RR
Ohio
(1/26/2022)
RR
Oklahoma
(1/31/2022)
RR
Oregon
(2/8/2022)
RR
Pennsylvania
(2/24/2022)
RR
Puerto Rico
(2/7/2022)
RR
Rhode Island
(2/8/2022)
RR
South Carolina
(2/4/2022)
RR
South Dakota
(3/10/2022)
RR
Tennessee
(2/23/2022)
IAR
Tennessee
(5/19/2025)
RR
Texas
(1/27/2022)
IAR
Texas
(5/20/2025)
RR
Utah
(1/31/2022)
RR
Vermont
(1/27/2022)
RR
Virgin Islands
(1/28/2022)
RR
Virginia
(2/25/2022)
RR
Washington
(1/28/2022)
RR
West Virginia
(3/31/2022)
RR
Wisconsin
(1/28/2022)
RR
Wyoming
(2/7/2022)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 11/9/2009
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)
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Contact information


Main Address
211 Main Street, San Francisco, CA 94105-1901
Mailing Address
Phone number
(415) 667-7000
Established
Firm type
Fiscal year end
# of Employees
1,042

SEC notice filing (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035Knoxville, TN

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