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PK

Priya Kothandaraman

Some features on this profile are disabled
CRD#: 5265685
PK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Priya Kothandaraman was a registered financial professional .

Priya is a previously registered financial professional and started their career in finance in 2007. Priya had worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 8, 2010 - March 19, 2014

MICROPLACE, INC.

BD
CRD#: 143403
SAN JOSE, CA
Past

January 22, 2009 - August 14, 2009

NATIONS FINANCIAL GROUP, INC.

BD
CRD#: 44181
DENVER, CO
Past

October 15, 2007 - June 10, 2008

MICROPLACE, INC.

BD
CRD#: 143403
SAN JOSE, CA
Past

January 26, 2007 - July 16, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/1/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 1/25/2007
General Securities Representative Examination

Current Firm

MI
MICROPLACE, INC.
EBAY MICROPLACE, INC. | MICROPLACE, INC.

CRD#: 143403 / SEC#: , 8-67557

BD
Terminated by SEC on 03/18/2014
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 05/24/2006
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
EBAY, INC.OWNER
ALVAREZ, KAREN LOUFINOP/CFO
SCHMIDT, DANA ELIZABETHCCO, AMLCO,ER, DIRECTOR1397060
STEVENS, HOWARD ARTHURGENERAL MANAGER, DIRECTOR1970680

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MICROPLACE, INC.

CRD#: 143403

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