Priya Kothandaraman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Priya Kothandaraman was a registered financial professional .
Priya is a previously registered financial professional and started their career in finance in 2007. Priya had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2010 - March 19, 2014
MICROPLACE, INC.
January 22, 2009 - August 14, 2009
NATIONS FINANCIAL GROUP, INC.
October 15, 2007 - June 10, 2008
MICROPLACE, INC.
January 26, 2007 - July 16, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MICROPLACE, INC.
CRD#: 143403 / SEC#: , 8-67557
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
