TB
Thomas J. Brunz
STRATEGIC ADVISERS LLC
BROOMFIELD, CO
Some features on this profile are disabled
CRD#: 5265297
TB
Professional summary
Thomas J. Brunz, who also goes by Thomas Jacob Brunz, Thomas Brunz, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Broomfield, Colorado and FIDELITY BROKERAGE SERVICES LLC located in Greenwood Village, Colorado.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Thomas has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas Jacob Brunz | Thomas Brunz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-104172|OrgNmn:American Heritage Girls troop 3031|Org Addr:Broomfield,Colorado,US|OBA Nature:Leadership and character devel|Invst Rel:Y|Title:Treasurer for chapter 3031|Duties:Handle Dues and pay bills as approved by committee. |StrtDt:|TotHrs/mon:10|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Thomas J. Brunz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 6501 S Fiddlers Green Circle Ste 300 - 600, Greenwood Village, CO 80111-5039RIA
CRD#: 104555
BROOMFIELD, CO
Current
March 1, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 6501 S Fiddler's Green Circle Ste 300 - 600, Greenwood Village, CO 80111-4932BD
CRD#: 7784
Greenwood Village, CO
Past
March 10, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
GREENWOOD VILLAGE, CO
Past
April 15, 2015 - September 11, 2020
CUSO FINANCIAL SERVICES, L.P.
RIA
CRD#: 42132
WESTMINSTER, CO
Past
April 15, 2015 - September 11, 2020
CUSO FINANCIAL SERVICES, L.P.
BD
CRD#: 42132
WESTMINSTER, CO
Past
August 20, 2013 - April 6, 2015
LAWING FINANCIAL INC
RIA
CRD#: 117178
GREENWOOD VILLAGE, CO
Past
August 19, 2013 - April 21, 2015
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
GREENWOOD VILLAGE, CO
Past
November 12, 2012 - August 20, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
DENVER, CO
Past
November 12, 2012 - August 20, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
DENVER, CO
Past
July 30, 2010 - November 16, 2012
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
DENVER, CO
Past
July 30, 2010 - November 16, 2012
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
DENVER, CO
Past
June 27, 2008 - July 16, 2010
CUSO FINANCIAL SERVICES, L.P.
RIA
CRD#: 42132
LITTLETON, CO
Past
June 27, 2008 - July 16, 2010
CUSO FINANCIAL SERVICES, L.P.
BD
CRD#: 42132
LITTLETON, CO
Past
February 28, 2007 - May 1, 2008
EDWARD JONES
RIA
CRD#: 250
FT COLLINS, CO
Past
February 2, 2007 - May 1, 2008
EDWARD JONES
BD
CRD#: 250
FT COLLINS, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/3/2021)
RR
Alaska(3/3/2021)
RR
Arizona(3/3/2021)
RR
Arkansas(3/3/2021)
RR
California(3/3/2021)
RR
Colorado(3/1/2021)
IAR
Colorado(3/31/2025)
RR
Connecticut(3/3/2021)
RR
Delaware(3/3/2021)
RR
District of Columbia(3/3/2021)
RR
Florida(3/3/2021)
RR
Georgia(3/3/2021)
RR
Hawaii(3/3/2021)
RR
Idaho(3/3/2021)
RR
Illinois(3/3/2021)
RR
Indiana(3/3/2021)
RR
Iowa(3/3/2021)
RR
Kansas(3/3/2021)
RR
Kentucky(3/3/2021)
RR
Louisiana(3/3/2021)
RR
Maine(3/3/2021)
RR
Maryland(3/3/2021)
RR
Massachusetts(3/3/2021)
RR
Michigan(3/3/2021)
RR
Minnesota(3/3/2021)
RR
Mississippi(3/3/2021)
RR
Missouri(3/3/2021)
RR
Montana(3/3/2021)
RR
Nebraska(3/3/2021)
RR
Nevada(3/3/2021)
RR
New Hampshire(3/3/2021)
RR
New Jersey(3/3/2021)
RR
New Mexico(3/3/2021)
RR
New York(3/3/2021)
RR
North Carolina(3/3/2021)
RR
North Dakota(3/3/2021)
RR
Ohio(3/4/2021)
RR
Oklahoma(3/3/2021)
RR
Oregon(3/3/2021)
RR
Pennsylvania(3/3/2021)
RR
Puerto Rico(3/3/2021)
RR
Rhode Island(3/3/2021)
RR
South Carolina(3/3/2021)
RR
South Dakota(3/3/2021)
RR
Tennessee(3/3/2021)
RR
Texas(3/3/2021)
IAR
Texas(3/31/2025)
RR
Utah(3/3/2021)
RR
Vermont(3/3/2021)
RR
Virginia(3/3/2021)
RR
Washington(3/3/2021)
RR
West Virginia(3/3/2021)
RR
Wisconsin(3/3/2021)
RR
Wyoming(3/3/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
