Vicky R. Dawson
Professional summary
Vicky Rene Dawson, who also goes by VIcky Rene Dawson Mrs., Vicky R Dawson, Vicky Rene Folkerts Mrs., Vicky Rene Nelsen Mrs., Vicky Rene Vilendrer, is a registered financial professional currently at VOYA FINANCIAL PARTNERS, LLC located in Windsor, Connecticut.
Vicky is registered as a RR (Registered Representative) and started their career in finance in 2006. Vicky has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vicky Rene Dawson's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 22, 2023 - Present
VOYA FINANCIAL PARTNERS, LLC
Office #1: One Orange Way, Windsor, CT 06095September 30, 2021 - August 25, 2023
FIDELITY BROKERAGE SERVICES LLC
January 17, 2014 - August 25, 2021
VOYA FINANCIAL PARTNERS, LLC
August 3, 2012 - January 16, 2014
NATIONWIDE INVESTMENT ADVISORS, LLC
July 19, 2012 - January 9, 2014
NATIONWIDE INVESTMENT SERVICES CORPORATION
July 28, 2011 - January 30, 2012
KESTRA INVESTMENT SERVICES, LLC
December 14, 2006 - September 4, 2009
VOYA FINANCIAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/22/2023)
(9/22/2023)
Exams
Series 7TO
Date: 1/27/2022
General Securities Representative ExaminationFINRA
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
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