Kim-marie Black
Professional summary
Kim-marie Black, who also goes by Kim Marie Black, Kim Marie Black, Kimmarie Black, Kim Black, Kim-marie Black, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Rockville Centre, New York and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Kim-marie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Kim-marie has worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kim-marie Black's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 12, 2022 - Present
EMPOWER ADVISORY GROUP, LLC
August 12, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111September 13, 2019 - July 20, 2022
WELLS FARGO CLEARING SERVICES, LLC
September 11, 2019 - July 20, 2022
WELLS FARGO CLEARING SERVICES, LLC
June 28, 2018 - January 23, 2019
J.P. MORGAN SECURITIES LLC
June 27, 2018 - January 23, 2019
J.P. MORGAN SECURITIES LLC
November 27, 2017 - January 19, 2018
THRIVENT INVESTMENT MANAGEMENT INC.
January 27, 2010 - April 25, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
January 8, 2007 - November 30, 2009
DAVID LERNER ASSOCIATES, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/16/2022)
(8/29/2022)
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(8/16/2022)
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(8/16/2022)
(8/15/2022)
Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
