Katrina M. Jacobs

T. ROWE PRICE ASSOCIATES

San Diego, CA

Some features on this profile are disabled

CRD#: 5261963

Professional summary

Katrina Marie Jacobs, CIMA®, who also goes by Katrina Marie Abbott, is a registered financial advisor currently at T. ROWE PRICE ASSOCIATES, INC. located in San Diego, California and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Baltimore, Maryland.

Katrina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Katrina has worked at 5 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Katrina Marie Abbott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katrina Marie Jacobs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

April 11, 2017 - Present

T. ROWE PRICE ASSOCIATES, INC.

RIA

CRD#: 105496

San Diego, CA

Current

November 4, 2016 - Present

T. ROWE PRICE INVESTMENT SERVICES, INC.

Office #1: 1307 Point Street, Baltimore, MD 21231

CRD#: 8348

BALTIMORE, MD

Past

March 4, 2014 - October 20, 2016

GUGGENHEIM INVESTMENTS

RIA

CRD#: 105477

SAN DIEGO, CA

Past

February 21, 2007 - November 4, 2008

GUGGENHEIM INVESTMENTS

RIA

CRD#: 129288

SAN DIEGO, CA

Past

January 19, 2007 - October 20, 2016

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

CRD#: 39805

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

T. ROWE PRICE ASSOCIATES, INC.

CRD#: 105496 / SEC#: 801-856

RIA

Registered Investment Advisory firm - (3/29/1947 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/4/2016)

Alaska
(11/4/2016)

Arizona
(11/4/2016)

Arkansas
(11/4/2016)

California
(11/4/2016)

IAR

California
(4/11/2017)

Colorado
(11/4/2016)

Connecticut
(11/4/2016)

Delaware
(11/4/2016)

District of Columbia
(11/4/2016)

Florida
(11/4/2016)

Georgia
(11/4/2016)

Hawaii
(11/4/2016)

Idaho
(11/4/2016)

Illinois
(11/4/2016)

Indiana
(11/4/2016)

Iowa
(11/4/2016)

Kansas
(11/4/2016)

Kentucky
(11/4/2016)

Louisiana
(11/4/2016)

Maine
(11/4/2016)

Maryland
(11/4/2016)

IAR

Maryland
(9/25/2017)

Massachusetts
(11/4/2016)

Michigan
(11/4/2016)

Minnesota
(11/4/2016)

Mississippi
(11/4/2016)

Missouri
(11/4/2016)

Montana
(11/4/2016)

Nebraska
(11/4/2016)

Nevada
(11/4/2016)

New Hampshire
(11/4/2016)

New Jersey
(11/4/2016)

New Mexico
(11/4/2016)

New York
(11/4/2016)

North Carolina
(11/4/2016)

North Dakota
(11/4/2016)

Ohio
(11/4/2016)

Oklahoma
(11/4/2016)

Oregon
(11/4/2016)

Pennsylvania
(11/4/2016)

Puerto Rico
(11/4/2016)

Rhode Island
(11/4/2016)

South Carolina
(11/4/2016)

South Dakota
(11/4/2016)

Tennessee
(11/4/2016)

Texas
(11/4/2016)

Utah
(11/4/2016)

Vermont
(11/4/2016)

Virgin Islands
(11/4/2016)

Virginia
(11/4/2016)

Washington
(11/4/2016)

West Virginia
(11/4/2016)

Wisconsin
(11/4/2016)

Wyoming
(11/4/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/21/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/16/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/18/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

T. ROWE PRICE ASSOCIATES, INC.

CRD#: 105496 / SEC#: 801-856

RIA

Registered Investment Advisory firm - (3/29/1947 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1307 Point Street, Baltimore, MD 21231

Mailing Address

Phone number

(410) 345-2000

Established

Firm type

Fiscal year end

# of Employees

3,947

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

T. ROWE PRICE ASSOCIATES, INC. (3/31/2025)

Regulatory assets under management

Total Number of Accounts	5,924
AUM (Assets Under Management)	$ 1,934,233,243,730

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/28/2025	Cover Page	Report
01/27/2025	Cover Page	Report
10/27/2023	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Katrina M. Jacobs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katrina Marie Jacobs's CRS (Customer Relationship Summary).

Certified licenses

Experience

T. ROWE PRICE INVESTMENT SERVICES, INC.

GUGGENHEIM INVESTMENTS

GUGGENHEIM INVESTMENTS

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Primary Firm SEC Registration

T. ROWE PRICE ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/21/2017

Series 66

Date: 2/16/2007

SIE

Date: 10/1/2018

Series 7

Date: 1/18/2007

FINRA

Current Firm

T. ROWE PRICE ASSOCIATES, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

T. ROWE PRICE ASSOCIATES, INC.

TRUST BUT VERIFY

Similar Advisors