MM
Michael A. Martin
GOLDMAN LANCASTER
Long Beach, CA 90802
Some features on this profile are disabled
CRD#: 5261669
MM
Professional summary
Michael Anthony Martin is a registered financial advisor currently at GOLDMAN LANCASTER, INC. located in Long Beach, California and LPL FINANCIAL LLC located in Long Beach, California.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Michael has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 11/13/2013 - DBA ONLY - GOLDMAN LANCASTER, INC - LONG BEACH, CA (2) 11/29/2013 - NON-VARIABLE INSURANCE - SALES OF NON VARIABLE INSURANCE AS INDICATED ABOVE (LIFE, HEALTH, DISABITLITY, LONG TERM CARE, FIXED ANNUITIES) - 10% OF TIME SPENT - LONG BEACH, CA (3) 11/29/2018 - Goldman Lancaster, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started 10/2013 - 100 Hours Per Month - Time Spent 80% - I provide investment advisory services through Goldman Lancaster, Inc., an independent investment advisor firm. I started this business activity in 10/2013. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 9/22/2020 - A Bite of Good - Not Investment Related - Home Based - Outside/W-2 Employment - Started 09/14/2020 - 10 Hours Per Month - Wife has started a small business, A Bite of Good. (www.ABiteofGood.com). Only role in the business is basic support, occasional order fulfillment, assisting with finances/bookkeeping.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Anthony Martin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 10, 2022 - Present
GOLDMAN LANCASTER, INC.
Office #1: 301 East Ocean Blvd. Suite 1150, Long Beach, CA 90802RIA
CRD#: 136134
Long Beach, CA
Current
December 5, 2007 - Present
LPL FINANCIAL LLC
Office #1: 301 E Ocean Blvd Ste 1150, Long Beach, CA 90802-8833RIA
BD
CRD#: 6413
Long Beach, CA
Past
January 31, 2019 - May 21, 2019
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
October 31, 2013 - December 31, 2021
GOLDMAN LANCASTER, INC.
RIA
CRD#: 136134
LONG BEACH, CA
Past
March 28, 2008 - February 2, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GL
GOLDMAN LANCASTER, INC.
GOLDMAN LANCASTER, INC.
CRD#: 136134 / SEC#: 801-78300
RIA
Registered Investment Advisory firm - (7/10/2013 Approved)California
Registered Investment Advisory firm - (8/11/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/1/2020)
RR
California(3/28/2008)
IAR
California(2/10/2022)
RR
Colorado(9/9/2020)
RR
Michigan(7/15/2024)
RR
Tennessee(1/29/2025)
RR
Texas(2/1/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GL
GOLDMAN LANCASTER, INC.
GOLDMAN LANCASTER, INC.
CRD#: 136134 / SEC#: 801-78300
RIA
Registered Investment Advisory firm - (7/10/2013 Approved)California
Registered Investment Advisory firm - (8/11/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
301 East Ocean Blvd. Suite 1150, Long Beach, CA 90802
Mailing Address
Phone number
(562) 432-0234
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 743 |
| AUM (Assets Under Management) | $ 321,125,840 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
