Nitin Juneja
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nitin Juneja, who also goes by Neil Juneja, was a registered financial professional .
Nitin is a previously registered financial professional and started their career in finance in 2010. Nitin had worked at 4 firms and has passed the Series 65, Series 57TO, SIE, Series 56, Series 44 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 11, 2019 - December 13, 2021
WALLEYE TRADING LLC
June 7, 2019 - November 24, 2019
XII PRIVATE WEALTH LLC
September 15, 2014 - June 27, 2017
GELBER SECURITIES, LLC
May 17, 2010 - March 28, 2011
SPOT TRADING L.L.C.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 11/11/2019
Securities Trader ExamSeries 56
Date: 9/4/2014
Proprietary Trader Qualification ExaminationSeries 44
Date: 4/27/2010
PCX Market Maker ExamCurrent Firm
WALLEYE TRADING LLC
CRD#: 136196 / SEC#: , 8-66988
Contact information
Documents
Disclosures
| Regulatory Event | 14 |
Red Flags
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