David M. Martirosian
Professional summary
David Martin Martirosian was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
David is a previously registered financial professional and started their career in finance in 2007. Prior to being barred, David had worked at 9 firms, which includes JOSEPH STONE CAPITAL L.L.C., SPARTAN CAPITAL SECURITIES LLC, CALDWELL INTERNATIONAL SECURITIES, LEGEND SECURITIES INC., SCF SECURITIES INC., JOHN CARRIS INVESTMENTS LLC, CAPE SECURITIES INC., JOHN THOMAS FINANCIAL, NATIONAL SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2016 - April 26, 2021
JOSEPH STONE CAPITAL L.L.C.
January 1, 2016 - August 4, 2016
SPARTAN CAPITAL SECURITIES, LLC
June 30, 2015 - December 22, 2015
CALDWELL INTERNATIONAL SECURITIES
December 9, 2013 - July 7, 2015
LEGEND SECURITIES, INC.
August 14, 2013 - December 2, 2013
SCF SECURITIES, INC.
June 27, 2013 - September 9, 2013
JOHN CARRIS INVESTMENTS LLC
June 9, 2011 - May 13, 2013
CAPE SECURITIES INC.
July 20, 2009 - April 1, 2011
JOHN THOMAS FINANCIAL
January 8, 2007 - July 21, 2009
NATIONAL SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
JOSEPH STONE CAPITAL L.L.C.
CRD#: 159744 / SEC#: , 8-69014
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
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