Brian J. Cahal
Professional summary
Brian James Cahal, who also goes by Brian James Cahal, Brian J Cahal, is a registered financial professional currently at SENTRY EQUITY SERVICES, INC. located in Stevens Point, Wisconsin.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2007. Brian has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian James Cahal's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 22, 2023 - Present
SENTRY EQUITY SERVICES, INC.
Office #1: 1800 North Point Drive, Stevens Point, WI 54481March 29, 2021 - September 14, 2023
EDWARD JONES
February 1, 2021 - September 14, 2023
EDWARD JONES
July 23, 2014 - December 31, 2020
MML DISTRIBUTORS, LLC
October 6, 2009 - July 9, 2014
PRINCIPAL SECURITIES, INC.
September 25, 2009 - July 9, 2014
PRINCIPAL SECURITIES, INC.
January 3, 2007 - February 12, 2009
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/22/2023)
Exams
FINRA
Current Firm
SENTRY EQUITY SERVICES, INC.
CRD#: 5069 / SEC#: , 8-15078
Contact information
FINRA licenses (49 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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