Claibourne W. Porter

NUVEEN SECURITIES

SAN FRANCISCO, CA 94105

CRD#: 5260848

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Professional summary

Claibourne Whitley Porter, who also goes by C Whitley Porter, Whit Porter, Claibourne W Porter, Claibourne Whitley Porter, is a registered financial professional currently at NUVEEN SECURITIES, LLC located in San Francisco, California.

Claibourne is registered as a RR (Registered Representative) and started their career in finance in 2006. Claibourne has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

C Whitley Porter | Whit Porter | Claibourne W Porter | Claibourne Whitley Porter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Claibourne Whitley Porter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 24, 2025 - Present

NUVEEN SECURITIES, LLC

Office #1: 560 Mission Street, San Francisco, CA 94105

CRD#: 469

SAN FRANCISCO, CA

Past

October 7, 2021 - November 14, 2023

TORTOISEECOFIN SECURITIES, LLC

CRD#: 285411

OVERLAND PARK, KS

Past

March 10, 2015 - September 7, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BOSTON, MA

Past

March 10, 2015 - September 7, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BOSTON, MA

Past

June 24, 2013 - March 10, 2015

TLG ADVISORS, INC.

RIA

CRD#: 111052

BOSTON, MA

Past

May 14, 2013 - March 10, 2015

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

January 12, 2010 - September 27, 2011

RBC CAPITAL MARKETS, LLC

CRD#: 31194

BOSTON, MA

Past

December 20, 2006 - December 9, 2008

MACQUARIE CAPITAL (USA) INC.

CRD#: 36368

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/27/2025)

Alaska
(1/27/2025)

Arizona
(2/5/2025)

Arkansas
(1/28/2025)

California
(1/24/2025)

Colorado
(1/27/2025)

Connecticut
(1/24/2025)

Delaware
(1/30/2025)

District of Columbia
(2/10/2025)

Florida
(1/24/2025)

Georgia
(1/27/2025)

Hawaii
(1/27/2025)

Idaho
(1/24/2025)

Illinois
(1/28/2025)

Indiana
(1/29/2025)

Iowa
(2/6/2025)

Kansas
(1/24/2025)

Kentucky
(1/24/2025)

Louisiana
(1/27/2025)

Maine
(1/24/2025)

Maryland
(1/27/2025)

Massachusetts
(1/27/2025)

Michigan
(1/24/2025)

Minnesota
(1/24/2025)

Mississippi
(1/24/2025)

Missouri
(1/24/2025)

Montana
(1/24/2025)

Nebraska
(1/24/2025)

Nevada
(1/27/2025)

New Hampshire
(2/6/2025)

New Jersey
(1/24/2025)

New Mexico
(1/28/2025)

New York
(2/2/2025)

North Carolina
(1/28/2025)

North Dakota
(1/27/2025)

Ohio
(1/24/2025)

Oklahoma
(1/24/2025)

Oregon
(1/30/2025)

Pennsylvania
(1/24/2025)

Puerto Rico
(2/10/2025)

Rhode Island
(1/27/2025)

South Carolina
(1/24/2025)

South Dakota
(1/24/2025)

Tennessee
(1/27/2025)

Texas
(1/24/2025)

Utah
(1/24/2025)

Vermont
(1/27/2025)

Virgin Islands
(1/29/2025)

Virginia
(1/27/2025)

Washington
(1/27/2025)

West Virginia
(2/3/2025)

Wisconsin
(1/28/2025)

Wyoming
(1/24/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 6/7/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/23/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/19/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 24

Date: 3/6/2010

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

NUVEEN SECURITIES, LLC

JOHN NUVEEN & CO., INCORPORATED | NUVEEN SECURITIES, LLC | NUVEEN SECURITIES - USED ON SALES AND MARKETING LITERATURE | NUVEEN INVESTMENTS, LLC | NUVEEN INVESTMENTS

CRD#: 469 / SEC#: , 8-13464

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

333 West Wacker Drive, Chicago, IL 60606-1286

Mailing Address

333 West Wacker Drive, Chicago, IL 60606-1286

Phone number

(312) 917-7700

Established

Delaware since 09/07/1967

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
NUVEEN INVESTMENTS, INC.	MANAGING MEMBER
CARLIN, JEFFREY DENNIS	CHIEF EXECUTIVE OFFICER	2684780
MANGANO, JENNIFER LYNN	CHIEF FINANCIAL OFFICER	7659359
SATRE, LUCAS ARTHUR	GENERAL COUNSEL	2208099
SMITH, SHANITA SPIVEY	CHIEF COMPLIANCE OFFICER	5174146

Disclosures

Regulatory Event	7
Civil Event	2
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Claibourne W. Porter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Claibourne Whitley Porter's CRS (Customer Relationship Summary).

Certified licenses

Experience

TORTOISEECOFIN SECURITIES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

TLG ADVISORS, INC.

THE LEADERS GROUP, INC.

RBC CAPITAL MARKETS, LLC

MACQUARIE CAPITAL (USA) INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/7/2013

Series 63

Date: 1/23/2007

SIE

Date: 10/1/2018

Series 7

Date: 12/19/2006

Series 10

Date: 1/2/2023

Series 24

Date: 3/6/2010

FINRA

Current Firm

NUVEEN SECURITIES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NUVEEN SECURITIES, LLC

TRUST BUT VERIFY

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