CF
Christina M. Frattura
JOHN HANCOCK PERSONAL FINANCIAL SERVICES
Orlando, FL
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CRD#: 5260670
CF
Professional summary
Christina Marie Frattura, who also goes by Christina Marie Testa, Christina Testa, is a registered financial advisor currently at JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC located in Orlando, Florida and JOHN HANCOCK DISTRIBUTORS LLC located in Boston, Massachusetts.
Christina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Christina has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Christina Marie Testa | Christina Testa
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA Name: Destinations to Travel, LLC Investment-related? No OBA Address: 8644 State Street, Millington, MI 48746 OBA Nature: Travel Agency for Disney World Position, Title, or Relationship with the OBA: Employee/Travel Agent OBA Start Date: 12/01/2022 Approximate number of hours/month devoted to the OBA: 15 Number of hours devoted to the OBA during securities trading hours: 0 Brief description duties related to the OBA: I will be scheduling and booking Disney vacations, my hours are flexible and will be available on weekends and nights to do so.
CRS (Client Relationship Summary) - RIA
Click below to view Christina Marie Frattura's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 27, 2020 - Present
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
RIA
CRD#: 174433
Orlando, FL
Current
August 17, 2011 - Present
JOHN HANCOCK DISTRIBUTORS LLC
Office #1: 200 Berkeley Street, Boston, MA 02116BD
CRD#: 5249
Boston, MA
Past
December 19, 2012 - April 13, 2020
MANULIFE INVESTMENT MANAGEMENT (US) LLC
RIA
CRD#: 106435
BOSTON, MA
Past
February 8, 2008 - July 15, 2011
AST INVESTMENT SERVICES, INC.
RIA
CRD#: 108897
SHELTON, CT
Past
February 8, 2008 - July 15, 2011
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
BD
CRD#: 21570
SHELTON, CT
Past
April 18, 2007 - February 1, 2008
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
HAMDEN, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JH
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
CRD#: 174433 / SEC#: 801-80927
RIA
Registered Investment Advisory firm - (2/13/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/19/2024)
RR
Alaska(1/19/2024)
RR
Arizona(1/19/2024)
RR
Arkansas(1/19/2024)
RR
California(1/19/2024)
RR
Colorado(1/19/2024)
IAR
Connecticut(3/27/2020)
RR
Connecticut(1/19/2024)
RR
Delaware(1/19/2024)
RR
District of Columbia(1/19/2024)
RR
Florida(8/11/2023)
RR
Georgia(1/19/2024)
RR
Hawaii(1/19/2024)
RR
Idaho(1/19/2024)
RR
Illinois(1/19/2024)
RR
Indiana(1/19/2024)
RR
Iowa(1/19/2024)
RR
Kansas(1/19/2024)
RR
Kentucky(1/19/2024)
RR
Louisiana(1/19/2024)
RR
Maine(1/19/2024)
RR
Maryland(1/19/2024)
RR
Massachusetts(8/17/2011)
IAR
Massachusetts(5/6/2020)
RR
Michigan(1/19/2024)
RR
Minnesota(1/19/2024)
RR
Mississippi(1/19/2024)
RR
Missouri(1/19/2024)
RR
Montana(1/19/2024)
RR
Nebraska(1/19/2024)
RR
Nevada(1/19/2024)
RR
New Hampshire(1/19/2024)
RR
New Jersey(1/19/2024)
RR
New Mexico(1/19/2024)
RR
New York(1/19/2024)
RR
North Carolina(1/19/2024)
RR
North Dakota(1/19/2024)
RR
Ohio(1/19/2024)
RR
Oklahoma(1/19/2024)
RR
Oregon(1/19/2024)
RR
Pennsylvania(1/19/2024)
RR
Rhode Island(1/19/2024)
RR
South Carolina(1/19/2024)
RR
South Dakota(1/19/2024)
RR
Tennessee(1/19/2024)
RR
Texas(1/19/2024)
RR
Utah(1/19/2024)
RR
Vermont(1/19/2024)
RR
Virginia(1/19/2024)
RR
Washington(1/19/2024)
RR
West Virginia(1/19/2024)
RR
Wisconsin(1/19/2024)
RR
Wyoming(1/19/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JH
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
CRD#: 174433 / SEC#: 801-80927
RIA
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Contact information
Main Address
200 Berkeley Street, Boston, MA 02116
Mailing Address
Phone number
(617) 572-0109
Established
Firm type
Fiscal year end
# of Employees
163
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 32,545 |
| AUM (Assets Under Management) | $ 1,975,740,842 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/21/2025 | ||
| 04/22/2024 | ||
| 01/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
