DS
David F. Seligman
VANGUARD ADVISERS
Plano, TX 75024
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CRD#: 5260196
DS
Professional summary
David Fraher Seligman, who also goes by David F Seligman, David Seligman, is a registered financial advisor currently at VANGUARD ADVISERS, INC. located in Plano, Texas and VANGUARD MARKETING CORPORATION located in Plano, Texas.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. David has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David F Seligman | David Seligman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS:�INSURANCE LICENSES INVESTMENT RELATED ADDRESS:�FORT WORTH, TX NATURE OF BUSINESS:�LIFE, HEALTH, PROPERTY, CASUALTY START DATE:�06/2022 APPROX. HOURS/MONTH:�0 HOURS DEVOTED DURING TRADING HOURS:�0 DUTIES:�MAINTAINING LICENSES ONLY
CRS (Client Relationship Summary) - RIA
Click below to view David Fraher Seligman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 1, 2022 - Present
VANGUARD ADVISERS, INC.
Office #1: 7900 Windrose Avenue, Plano, TX 75024RIA
CRD#: 106715
Plano, TX
Current
July 1, 2022 - Present
VANGUARD MARKETING CORPORATION
Office #1: 7900 Windrose Avenue, Plano, TX 75024BD
CRD#: 7452
Plano, TX
Past
May 9, 2017 - June 27, 2022
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
FORT WORTH, TX
Past
May 9, 2017 - June 27, 2022
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
FORT WORTH, TX
Past
August 24, 2016 - April 10, 2017
USAA FINANCIAL PLANNING SERVICES
RIA
CRD#: 106352
ADDISON, TX
Past
June 23, 2016 - April 10, 2017
USAA FINANCIAL ADVISORS, INC.
BD
CRD#: 129035
ADDISON, TX
Past
October 24, 2014 - June 3, 2016
GULF SOUTH SECURITIES, INC
BD
CRD#: 149899
NEW ORLEANS, LA
Past
March 11, 2011 - October 6, 2014
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
FORT WORTH, TX
Past
January 1, 2011 - May 3, 2011
GULF SOUTH SECURITIES, INC
BD
CRD#: 149899
NEW ORLEANS, LA
Past
April 5, 2007 - October 16, 2008
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
WESTLAKE, TX
Past
January 1, 2007 - March 27, 2007
FBL MARKETING SERVICES, LLC
BD
CRD#: 5309
SANTA FE, NM
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VANGUARD ADVISERS, INC.
VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
RIA
Registered Investment Advisory firm - (7/28/1995 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/1/2022)
RR
Alaska(7/1/2022)
RR
Arizona(7/1/2022)
RR
Arkansas(7/1/2022)
RR
California(7/1/2022)
RR
Colorado(7/1/2022)
RR
Connecticut(7/1/2022)
RR
Delaware(7/1/2022)
RR
District of Columbia(7/1/2022)
RR
Florida(7/1/2022)
RR
Georgia(7/1/2022)
RR
Hawaii(7/1/2022)
RR
Idaho(7/1/2022)
RR
Illinois(7/1/2022)
RR
Indiana(7/1/2022)
RR
Iowa(7/1/2022)
RR
Kansas(7/1/2022)
RR
Kentucky(7/1/2022)
RR
Louisiana(7/1/2022)
RR
Maine(7/1/2022)
RR
Maryland(7/1/2022)
RR
Massachusetts(7/1/2022)
RR
Michigan(7/1/2022)
RR
Minnesota(7/1/2022)
RR
Mississippi(7/1/2022)
RR
Missouri(7/1/2022)
RR
Montana(7/1/2022)
RR
Nebraska(7/1/2022)
RR
Nevada(7/1/2022)
RR
New Hampshire(7/1/2022)
RR
New Jersey(7/1/2022)
RR
New Mexico(7/1/2022)
RR
New York(7/1/2022)
RR
North Carolina(7/1/2022)
RR
North Dakota(7/1/2022)
RR
Ohio(7/1/2022)
RR
Oklahoma(7/1/2022)
RR
Oregon(7/1/2022)
RR
Pennsylvania(7/1/2022)
RR
Puerto Rico(7/1/2022)
RR
Rhode Island(7/1/2022)
RR
South Carolina(7/1/2022)
RR
South Dakota(7/1/2022)
RR
Tennessee(7/1/2022)
RR
Texas(7/1/2022)
IAR
Texas(7/1/2022)
RR
Utah(7/1/2022)
RR
Vermont(7/1/2022)
RR
Virgin Islands(7/1/2022)
RR
Virginia(7/1/2022)
RR
Washington(7/1/2022)
RR
West Virginia(7/1/2022)
RR
Wisconsin(7/1/2022)
RR
Wyoming(7/1/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VANGUARD ADVISERS, INC.
VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
RIA
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Contact information
Main Address
100 Vanguard Blvd, Malvern, PA 19355
Mailing Address
Phone number
(610) 669-1000
Established
Firm type
Fiscal year end
# of Employees
2,225
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VANGUARD ADVISERS, INC.
CRD#: 106715Plano, TX 75024TRUST BUT VERIFY
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