Whitney Anastasia Brom
Professional Summary
Whitney Anastasia Brom, who also goes by Whitney Anastasia Webster, is a registered financial advisor currently at SORSBY FINANCIAL CORP. located in Chicago, Illinois. Whitney is registered as a RR (Registered Representative) and started their career in finance in 2007. Whitney has worked at 1 firm and has passed the Series 65, Series 63, SIE, Series 7, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Whitney Anastasia Webster
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
19 years in the financial services industry
Current & Past Employments
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Current Firm
SORSBY FINANCIAL CORP | SORSBY FINANCIAL CORP.
Contact Information
Main Address
4851 Bonita Bay Blvd Suite 701, Bonita Springs, FL 34134Mailing Address
1222 Charlton Park Dr, Houston, TX 77077Phone Number
(312) 751-0469Established
Illinois since 08/07/1995Firm Type
CorporationFiscal Year End
SeptemberFirm Size
Small# of Employees
1FINRA licenses (9 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
33AUM (Assets Under Management)
$21,005,636Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/28/2016)
(12/11/2012)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Whitney Anastasia Brom's CRS (Customer Relationship Summary).
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