JP
Joshua R. Paddock
KESTRA PRIVATE WEALTH SERVICES
Greenville, SC 29601
Some features on this profile are disabled
CRD#: 5259081
JP
Professional summary
Joshua Ryan Dale Paddock, who also goes by Josh R Paddock, Josh Paddock, Joshua R Paddock, Joshua Ryan Paddock, is a registered financial advisor currently at KESTRA PRIVATE WEALTH SERVICES, LLC located in Greenville, South Carolina and KESTRA INVESTMENT SERVICES, LLC located in Greenville, South Carolina.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Joshua has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Josh R Paddock | Josh Paddock | Joshua R Paddock | Joshua Ryan Paddock
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: PROVISTA WEALTH ADVISORS POSITION: Partner, Director of Financial Planning NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/04/2022 ADDRESS: 40 W. Broad St, Suite 510, Greenville SC 29601, United States DESCRIPTION: Assist clients with financial plans and insurance and investment advice. Name: CARIBOU POSITION: Advisor NATURE: Insurance INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 4 START DATE: 04/03/2023 ADDRESS: 40 W. Broad St., Suite 501, Greenville SC 29601, United States DESCRIPTION: I will get the client set up with Caribou Wealth where the client will complete a questionnaire and then we will receive ahealth insurance analysis and comparison between different options and providers so the client will be better informed with their options. I will not be selling the insurance, the client will then have to go find an agent who can establishthat health insurance plan for them. Name: PROVISTA BUSINESS SERVICES (FOR NOW, NOT FINAL) POSITION: Partner/Shareholder NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No # OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 07/01/2023 ADDRESS: 40 W. Broad St., Suite 501, Greenville SC 29601, United States DESCRIPTION: I would be responsible for helping to create the business and get it off the ground from an oversight standpoint. My hope is that one of the contractors we have identified would eventually be able to manage and build it out, otherwise Iwould also, for now, probably have to manage it as well. Name: PLAY 4 CHRIST POSITION: President NATURE: Baseball Lessons INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/18/2011 ADDRESS: 417 Collingsworth Ln, Greenville SC 29615, United States DESCRIPTION: Running of the baseball clinics. I don't actively do anything with this any longer.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Ryan Dale Paddock's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 4, 2022 - Present
KESTRA PRIVATE WEALTH SERVICES, LLC
Office #1: 116 N Markley Street Ste 200, Greenville, SC 29601RIA
CRD#: 155193
Greenville, SC
Current
May 4, 2022 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 40 W Broad Street Ste 510, Greenville, SC 29601BD
CRD#: 42046
Greenville, SC
Past
April 4, 2012 - May 11, 2022
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SIMPSONVILLE, SC
Past
February 13, 2007 - May 11, 2022
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SIMPSONVILLE, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(5/4/2022)
RR
Colorado(2/24/2025)
RR
Florida(5/4/2022)
RR
Georgia(5/4/2022)
RR
Illinois(2/24/2025)
RR
Indiana(9/13/2024)
RR
Kentucky(2/24/2025)
RR
Maryland(2/24/2025)
RR
Michigan(1/2/2024)
RR
Mississippi(2/24/2025)
RR
New Jersey(1/2/2024)
RR
New York(2/24/2025)
RR
North Carolina(5/16/2022)
RR
Ohio(5/4/2022)
RR
South Carolina(5/4/2022)
IAR
South Carolina(5/4/2022)
RR
South Dakota(5/4/2022)
RR
Texas(3/17/2023)
IAR
Texas(8/9/2025)
RR
Utah(5/4/2022)
RR
Virginia(1/2/2024)
RR
Washington(5/4/2022)
RR
West Virginia(1/2/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
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Contact information
Main Address
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
198
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 27,816 |
| AUM (Assets Under Management) | $ 10,210,576,595 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA PRIVATE WEALTH SERVICES, LLC
CRD#: 155193Greenville, SC 29601TRUST BUT VERIFY
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