Bassam J. Latif
Professional summary
Bassam Javed Latif, who also goes by Bassam J. Latif, is a registered financial professional currently at MOELIS & COMPANY LLC located in Houston, Texas.
Bassam is registered as a RR (Registered Representative) and started their career in finance in 2007. Bassam has worked at 2 firms and has passed the Series 66, Series 99TO, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bassam Javed Latif's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 9, 2016 - Present
MOELIS & COMPANY LLC
Office #1: 845 Texas Ave 22nd Floor, Houston, TX 77002July 14, 2009 - January 6, 2015
MOELIS & COMPANY LLC
February 21, 2007 - July 2, 2009
ROTHSCHILD & CO US INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
MOELIS & COMPANY LLC
CRD#: 145115 / SEC#: , 8-67705
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MOELIS & COMPANY GROUP LP | PARENT COMPANY | |
| CALLESANO, CHRIS PETER | CFO, PRINCIPAL OPERATIONS OFFICER AND PRINCIPAL FINANCIAL OFFICER | 4889259 |
| MAHMOODZADEGAN, NAVID ALI | CHIEF EXECUTIVE OFFICER | 2609804 |
| MOELIS, KENNETH DAVID | EXECUTIVE CHAIRMAN | 1015047 |
| PILCHER CIAFONE, KATHERINE CELY | CHIEF OPERATING OFFICER | 4573006 |
| RAICH, JEFFREY ALAN | EXECUTIVE VICE CHAIRMAN | 2016620 |
| WATANABE, OSAMU RICHARD | CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | 2875185 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
MOELIS & COMPANY LLC
CRD#: 145115Houston, TX 77002TRUST BUT VERIFY
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