LP
Louis R. Petrillo
REGAL INVESTMENT ADVISORS LLC
Audubon, NJ 08106
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CRD#: 5258929
LP
Professional summary
Louis Ralph Petrillo, who also goes by Chip Petrillo, Louis Petrillo, is a registered financial advisor currently at REGAL INVESTMENT ADVISORS LLC located in Audubon, New Jersey and REGULUS FINANCIAL GROUP, LLC located in Audubon, New Jersey.
Louis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Louis has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chip Petrillo | Louis Petrillo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: 119 W. Merchant St. LLC - Investment Related: No - Address: 1502 Chalet Drive, Cherry Hill, NJ 08003 - Nature of Business: Real estate ownership - Title or Relationship: Owner - Start Date: 10/13/2020 - Hours per month: 2 - Hours per month during trading hours: 0 - Duties: Owner of real estate rental. Business Name: 4240 Pechin St. LLC - Investment Related: No - Address: 1502 Chalet Drive, Cherry Hill, NJ 08003 - Nature of Business: Real estate ownership - Title or Relationship: Owner - Start Date: 3/26/2020 - Hours per month: 2 - Hours per month during trading hours: 0 - Duties: Owner of real estate rental. Business Name: 458 Ripka St. LLC - Investment Related: No - Address: 1502 Chalet Drive, Cherry Hill, NJ 08003 - Nature of Business: Real estate ownership - Title or Relationship: Owner - Start Date: 11/15/2017 - Hours per month: 1 - Hours per month during trading hours: 0 - Duties: Owner of real estate rental.
CRS (Client Relationship Summary) - RIA
Click below to view Louis Ralph Petrillo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 11, 2018 - Present
REGAL INVESTMENT ADVISORS LLC
Office #1: 119 W Merchant Street Fl 1, Audubon, NJ 08106RIA
CRD#: 125004
Audubon, NJ
Current
January 11, 2018 - Present
REGULUS FINANCIAL GROUP, LLC
Office #1: 119 W Merchant Street Fl 1, Audubon, NJ 08106BD
CRD#: 150631
Audubon, NJ
Past
January 6, 2015 - January 12, 2018
BOENNING & SCATTERGOOD, INC.
RIA
CRD#: 100
CHERRY HILL, NJ
Past
January 6, 2015 - January 12, 2018
BOENNING & SCATTERGOOD, INC.
BD
CRD#: 100
CHERRY HILL, NJ
Past
December 2, 2013 - December 12, 2014
JANNEY MONTGOMERY SCOTT LLC
RIA
CRD#: 463
PHILADELPHIA, PA
Past
December 2, 2013 - December 12, 2014
JANNEY MONTGOMERY SCOTT LLC
BD
CRD#: 463
PHILADELPHIA, PA
Past
July 11, 2012 - October 10, 2013
CANTOR FITZGERALD & CO.
BD
CRD#: 134
CONSHOHOCKEN, PA
Past
April 8, 2010 - July 5, 2012
BOENNING & SCATTERGOOD, INC.
RIA
CRD#: 100
ARDMORE, PA
Past
April 3, 2009 - July 5, 2012
BOENNING & SCATTERGOOD, INC.
BD
CRD#: 100
ARDMORE, PA
Past
February 15, 2007 - June 4, 2007
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
MALVERN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
REGAL INVESTMENT ADVISORS LLC
DURAND CAPITAL PARTNERS, LLC | REGAL INVESTMENT ADVISORS LLC | REGAL FINANCIAL GROUP LLC | REGAL FINANCIAL GROUP | REGAL FINANCIAL ADVISORS | REGAL FAMILY OFFICE | REGAL CHARITABLE, LLC | LIONSHARE
CRD#: 125004 / SEC#: 801-71923
RIA
Registered Investment Advisory firm - (10/19/2010 Approved)Alaska
Registered Investment Advisory firm - (10/21/2010 Terminated)Florida
Registered Investment Advisory firm - (10/21/2010 Terminated)Indiana
Registered Investment Advisory firm - (10/21/2010 Terminated)Michigan
Registered Investment Advisory firm - (11/1/2010 Terminated)Minnesota
Registered Investment Advisory firm - (10/22/2010 Terminated)Nebraska
Registered Investment Advisory firm - (10/21/2010 Terminated)North Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)Ohio
Registered Investment Advisory firm - (10/21/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/22/2010 Terminated)South Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)South Dakota
Registered Investment Advisory firm - (10/21/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (10/21/2010 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/11/2018)
RR
New Jersey(1/11/2018)
IAR
New Jersey(1/17/2018)
RR
North Carolina(1/11/2018)
RR
Pennsylvania(1/11/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RI
REGAL INVESTMENT ADVISORS LLC
DURAND CAPITAL PARTNERS, LLC | REGAL INVESTMENT ADVISORS LLC | REGAL FINANCIAL GROUP LLC | REGAL FINANCIAL GROUP | REGAL FINANCIAL ADVISORS | REGAL FAMILY OFFICE | REGAL CHARITABLE, LLC | LIONSHARE
CRD#: 125004 / SEC#: 801-71923
RIA
Registered Investment Advisory firm - (10/19/2010 Approved)Alaska
Registered Investment Advisory firm - (10/21/2010 Terminated)Florida
Registered Investment Advisory firm - (10/21/2010 Terminated)Indiana
Registered Investment Advisory firm - (10/21/2010 Terminated)Michigan
Registered Investment Advisory firm - (11/1/2010 Terminated)Minnesota
Registered Investment Advisory firm - (10/22/2010 Terminated)Nebraska
Registered Investment Advisory firm - (10/21/2010 Terminated)North Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)Ohio
Registered Investment Advisory firm - (10/21/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/22/2010 Terminated)South Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)South Dakota
Registered Investment Advisory firm - (10/21/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (10/21/2010 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2687 44th Street Se, Kentwood, MI 49512
Mailing Address
Phone number
(616) 224-2204
Established
Firm type
Fiscal year end
# of Employees
118
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,303 |
| AUM (Assets Under Management) | $ 2,447,941,075 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/06/2023 | ||
| 12/06/2023 | ||
| 12/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
