John L. Silvers

ALPHANEXT

Los Angeles, CA 90067

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CRD#: 5258120

Professional summary

John Lloyd Silvers MR, who also goes by John Silvers, is a registered financial advisor currently at ALPHANEXT, LLC located in Los Angeles, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. John has worked at 2 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Silvers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SELF-EMPLOYED (INSURANCE). NOT INVESTMET RELATED. INSURANCE AGENT SELLING MAINLY FIXED INDEXED ANNUITIES AS WELL AS SOME WHOLE LIFE AND SOME HEALTH INSURANCE. START DATE: 3-2004. ADDRESS: 107 S. CROFT AVE. #2 LOS ANGELES, CA 90048. HRS.: APPORX. 80 PER MO.( HALF OF THOSE HRS. DURING TRADING TIME) SECURITY ONE LENDING: LOAN OFFICER

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Lloyd Silvers MR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 4, 2019 - Present

ALPHANEXT, LLC

Office #1: 2121 Avenue Of The Stars Suite 800, Los Angeles, CA 90067

RIA

CRD#: 297504

Los Angeles, CA

Past

April 10, 2007 - March 10, 2008

WORLD GROUP SECURITIES, INC.

CRD#: 114473

ENCINO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/4/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/13/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 4/9/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ALPHANEXT, LLC

CRD#: 297504 / SEC#: 801-113633

RIA

Registered Investment Advisory firm - (12/27/2018 Terminated)

California

Registered Investment Advisory firm - (12/26/2018 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2121 Avenue Of The Stars Suite 800, Los Angeles, CA 90067

Mailing Address

Phone number

(310) 553-5396

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	68
AUM (Assets Under Management)	$ 64,044,001

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John L. Silvers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Lloyd Silvers MR's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPHANEXT, LLC

WORLD GROUP SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/13/2007

Series 6

Date: 4/9/2007

Current Firm

ALPHANEXT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ALPHANEXT, LLC

TRUST BUT VERIFY

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