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John Lloyd Silvers Mr

ALPHANEXT
LOS ANGELES, CA
·CRD# 5258120·19 years experience

Professional Summary

John Lloyd Silvers MR, who also goes by John Silvers, is a registered financial advisor currently at ALPHANEXT, LLC located in Los Angeles, California. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. John has worked at 2 firms and has passed the Series 63 and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Silvers

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

ALPHANEXT, LLC·CRD# 297504
RIA
2121 Avenue Of The Stars Suite 800, Los Angeles, CA 90067
June 4, 2019 - Present
WORLD GROUP SECURITIES, INC.·CRD# 114473
BD
Encino, CA
April 10, 2007 - March 10, 2008

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Current Firm

AL
ALPHANEXT, LLC

ALPHANEXT, LLC

CRD#: 297504 / SEC#: 801-113633
RIA
Registered Investment Advisory firm - SEC (12/27/2018 Terminated)
California
Registered Investment Advisory firm - California (12/26/2018 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

2121 Avenue Of The Stars Suite 800, Los Angeles, CA 90067

Phone Number

(310) 553-5396

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

28

AUM (Assets Under Management)

$68,488,697

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SELF-EMPLOYED (INSURANCE). NOT INVESTMET RELATED. INSURANCE AGENT SELLING MAINLY FIXED INDEXED ANNUITIES AS WELL AS SOME WHOLE LIFE AND SOME HEALTH INSURANCE. START DATE: 3-2004. ADDRESS: 107 S. CROFT AVE. #2 LOS ANGELES, CA 90048. HRS.: APPORX. 80 PER MO.( HALF OF THOSE HRS. DURING TRADING TIME) SECURITY ONE LENDING: LOAN OFFICER

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(6/4/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2007About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 2007About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view John Lloyd Silvers MR's CRS (Customer Relationship Summary).

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