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Martin Barwikowski

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CRD#: 5257475
MB

Professional summary

Martin Barwikowski was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Martin is a previously registered financial professional and started their career in finance in 2014. Prior to being barred, Martin had worked at 6 firms, which includes STIRLINGSHIRE INVESTMENTS, SPARTAN CAPITAL SECURITIES LLC, NEWBRIDGE SECURITIES CORPORATION, GREAT POINT CAPITAL LLC, DINOSAUR FINANCIAL GROUP L.L.C, AVENIR FINANCIAL GROUP.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 6, 2022 - June 14, 2024

STIRLINGSHIRE INVESTMENTS

BD
CRD#: 310576
NEW YORK CITY, NY
Past

January 17, 2017 - December 22, 2022

SPARTAN CAPITAL SECURITIES, LLC

BD
CRD#: 146251
NEW YORK, NY
Past

June 15, 2016 - January 10, 2017

NEWBRIDGE SECURITIES CORPORATION

BD
CRD#: 104065
NEW YORK, NY
Past

May 5, 2015 - June 15, 2016

GREAT POINT CAPITAL LLC

BD
CRD#: 114203
CHICAGO, IL
Past

August 19, 2014 - February 5, 2015

DINOSAUR FINANCIAL GROUP, L.L.C

BD
CRD#: 104446
NEW YORK, NY
Past

March 13, 2014 - June 2, 2014

AVENIR FINANCIAL GROUP

BD
CRD#: 148490
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/5/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/13/2014
General Securities Representative Examination

Current Firm

SI
STIRLINGSHIRE INVESTMENTS
STIRLINGSHIRE BD LLC | STIRLINGSHIRE INVESTMENTS

CRD#: 310576 / SEC#: , 8-70616

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
15 W 38th St Suite 704, New York City, NY 10018
Mailing Address
15 W 38th St Suite 704, New York City, NY 10018
Phone number
(877) 600-7026
Established
Delaware since 08/14/2020
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STIRLINGSHIRE INVESTMENTS, INC.100% OWNER
LONDON, MARACHIEF COMPLIANCE OFFICER1299148
SAKOL, DANIEL SCOTTFINOP2813237
WOODS, STEVEN MACKIECEO5715598

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STIRLINGSHIRE INVESTMENTS

CRD#: 310576

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