MF
Monica A. Freeny
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Broken Arrow, OK
Some features on this profile are disabled
CRD#: 5257308
MF
Professional summary
Monica Ann Freeny, who also goes by Monica Ann Pitts, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Broken Arrow, Oklahoma and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Tulsa, Oklahoma.
Monica is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Monica has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Monica Ann Pitts
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)MONICA FREENY, 6660 S Sheridan Rd, Suite 205, Tulsa OK 74133, United States, 05/25/2012, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO - 1 HR/MO TRADING 2) W&M TRUCKING LLC, 3150 S 289th E Ave, Broken Arrow OK 74014, United States, 08/01/2013, Board Member, Owner/Partner of a Business Entity, NIR, 40 HR/MO - 0 HR/MO TRADING 3) PERSONAL SERVICES,28022 E 31ST ST S, BROKEN ARROW, OK 02/01/2014 AS BOOKKEEPER. NOT INVESTMENT RELATED. DEVOTES 5 HR/MO; NONE DURING TRADING. 4) ELITE TRUCKING, 3150 S 289th E Ave, Broken Arrow OK 74014, United States, 04/01/2018, Vice President, Owner/Partner of a Business Entity, NIR, 80 HR/MO - 0 HR/MO TRADING 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 25/MO - 25/TRADING. 05/25/12. 6) DBA NORTHSTAR WEALTH MANAGEMENT, 6660 S Sheridan Rd, Suite 205, Tulsa OK 74133, United States, 01/2025, ADVISOR REPRESENTATIVE/DBA NAME, NIR, 160 HO/MO - 160 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Monica Ann Freeny's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 24, 2012 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #2: 6660 S Sheridan Rd Suite 260, Tulsa, OK 74133RIA
CRD#: 134139
Broken Arrow, OK
Current
May 24, 2012 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 6660 S Sheridan Rd Ste 205, Tulsa, OK 74133BD
CRD#: 39543
Tulsa, OK
Past
October 15, 2008 - May 31, 2012
EDWARD JONES
RIA
CRD#: 250
TULSA, OK
Past
September 19, 2008 - May 31, 2012
EDWARD JONES
BD
CRD#: 250
TULSA, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(9/11/2024)
RR
Colorado(11/6/2012)
RR
Florida(7/2/2012)
RR
Illinois(1/3/2023)
RR
Indiana(11/4/2013)
RR
Iowa(5/16/2023)
RR
Michigan(4/1/2023)
RR
Missouri(7/2/2012)
RR
Nebraska(12/20/2021)
RR
Oklahoma(5/24/2012)
IAR
Oklahoma(5/24/2012)
RR
Oregon(9/10/2021)
RR
Tennessee(9/25/2024)
RR
Texas(11/26/2024)
IAR
Texas(11/26/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
