Seing Y. Youn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Seing Yong Youn was a registered financial professional .
Seing is a previously registered financial professional and started their career in finance in 2007. Seing had worked at 1 firm and has passed the Series 63, SIE, Series 55, Series 7, Series 27, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2007 - January 4, 2017
NH INVESTMENT & SECURITIES AMERICA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/21/2009
Limited Representative-Equity Trader ExamSeries 28
Date: 6/1/2009
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
NH INVESTMENT & SECURITIES AMERICA, INC.
CRD#: 30660 / SEC#: , 8-45081
Contact information
FINRA licenses (7 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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