Jack R. Zboralske

PINNACLE WEALTH MANAGEMENT

CARMICHAEL, CA

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CRD#: 5256952

Professional summary

Jack Richard Zboralske, AIF®, who also goes by John R Zboralske, is a registered financial advisor currently at PINNACLE WEALTH MANAGEMENT, LLC located in Carmichael, California and PURSHE KAPLAN STERLING INVESTMENTS located in Roseville, California.

Jack is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Jack has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John R Zboralske

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) PINNACLE WEALTH MANAGEMENT. Investment Related. At Registered Branch Office Location. RIA. IAR/CEO. Start 9/1/2021. Service advisory clients, act as CEO. 2) FIXED INSURANCE. Investment Related. At Registered Branch Office Location. 3) PKS FINANCIAL SERVICES. Not Investment Related. 80 State Street, Albany NY 12207. Fixed Insurance. Insurance Agent. Start 1/9/2014. SALES & SERVICE OF FIXED LIFE INSURANCE & ANNUITY CONTRACTS. 4) Subleasing office in our suite; Not Investment Related; 2271 Lava Ridge Ct., STE 200, Roseville CA 95661; Subleasing office space to a CPA and an Attorney; Owner of the Company with main lease; 3/1/2022; 0 hrs; 0 hrs Deposit rent checks 5) Zboralske Investment Management; Investment Related; At Registered Branch Office Location; Holding Company for RIA; Owner; 4/27/2021; 4 hrs; 4 hrs; Maintain Client Relationships, signer on accounts and maintain books. 6) 1. Sacramento Valley Crime Stoppers 2. Not investment related 3. 4510 Orange Grove Avenue, Sacramento, CA 95841 4. Anonymous Tip Line supporting local law enforcement agencies 5. Non-paid civilian board member 6. 9/2023 7. 3 hrs/mo 8. 3 hrs during securities trading 9. Fundraising/seeking donations to offset the annual operating cost of the organization

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Richard Zboralske's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

September 23, 2021 - Present

PINNACLE WEALTH MANAGEMENT, LLC

RIA

CRD#: 315578

CARMICHAEL, CA

Current

November 1, 2013 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 2999 Douglas Blvd Suite 180, Roseville, CA 95661

CRD#: 35747

Roseville, CA

Past

November 11, 2013 - October 11, 2021

PINNACLE ASSET MANAGEMENT, INC.

RIA

CRD#: 169182

ROSEVILLE, CA

Past

May 14, 2009 - November 4, 2013

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

ROSEVILLE, CA

Past

May 14, 2009 - November 4, 2013

INVEST FINANCIAL CORPORATION

CRD#: 12984

ROSEVILLE, CA

Past

February 13, 2007 - May 13, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SACRAMENTO, CA

Past

January 31, 2007 - May 13, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

SACRAMENTO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PINNACLE WEALTH MANAGEMENT, LLC

CRD#: 315578 / SEC#: 801-122002

RIA

Registered Investment Advisory firm - (7/30/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/1/2013)

IAR

California
(9/23/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/12/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/26/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PINNACLE WEALTH MANAGEMENT, LLC

CRD#: 315578 / SEC#: 801-122002

RIA

Registered Investment Advisory firm - (7/30/2021 Approved)

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Contact information

Main Address

2999 Douglas Blvd Suite 180, Roseville, CA 95661

Mailing Address

Phone number

(916) 772-0807

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV: FIRM BROCHURE (1/24/2025)

Regulatory assets under management

Total Number of Accounts	728
AUM (Assets Under Management)	$ 181,677,991

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jack R. Zboralske

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Richard Zboralske's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

PINNACLE ASSET MANAGEMENT, INC.

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

PINNACLE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/12/2007

SIE

Date: 10/1/2018

Series 7

Date: 1/26/2007

FINRA

Current Firm

PINNACLE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PINNACLE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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