William B. Scoggins

SVB WEALTH

Arlington, VA 22209

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CRD#: 5256745

Professional summary

William Bonham Scoggins, who also goes by Bill Scoggins, William B Scoggins, William Bonham Scoggins, William Scoggins, is a registered financial advisor currently at SVB WEALTH located in Arlington, Virginia and FIRST CITIZENS INVESTOR SERVICES, INC. located in Oakton , Virginia.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. William has worked at 10 firms and has passed the Series 66, Series 52TO, Series 57TO, SIE, Series 7, Series 27, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Scoggins | William B Scoggins | William Bonham Scoggins | William Scoggins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am also a dually registered person with affiliate SVB Wealth LLC to be an access person.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Bonham Scoggins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 17, 2021 - Present

SVB WEALTH

Office #1: 1000 Wilson Blvd Suite 2101, Arlington, VA 22209

RIA

CRD#: 172832

Arlington, VA

Current

December 7, 2023 - Present

FIRST CITIZENS INVESTOR SERVICES, INC.

RIA

CRD#: 44430

Oakton , VA

Past

July 2, 2020 - December 31, 2023

SVB INVESTMENT SERVICES INC.

CRD#: 168116

Arlington, VA

Past

February 12, 2020 - July 29, 2022

SVB INVESTMENT SERVICES INC.

RIA

CRD#: 168116

Arlington, VA

Past

January 2, 2015 - August 6, 2019

KEEL POINT, LLC

RIA

CRD#: 127902

VIENNA, VA

Past

January 2, 2015 - August 6, 2019

KEEL POINT CAPITAL, LLC

CRD#: 6769

Vienna, VA

Past

August 5, 2014 - December 31, 2014

KEEL POINT INVESTMENTS, LLC

CRD#: 160526

VIENNA, VA

Past

April 16, 2009 - December 31, 2014

WFG INVESTMENTS, INC.

CRD#: 22704

VIENNA, VA

Past

September 12, 2008 - December 31, 2014

KEEL POINT ADVISORS, LLC

RIA

CRD#: 139379

VIENNA, VA

Past

July 15, 2008 - April 16, 2009

AMERICAN SECURITIES GROUP, INC.

CRD#: 43730

VIENNA, VA

Past

February 5, 2007 - April 29, 2008

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

VIENNA, VA

Past

January 22, 2007 - April 29, 2008

UBS FINANCIAL SERVICES INC.

CRD#: 8174

VIENNA, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SVB WEALTH

CRD#: 172832 / SEC#: 801-80480

RIA

Registered Investment Advisory firm - (10/2/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Virginia
(8/17/2021)

Virginia
(1/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/2/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 57TO

Date: 6/20/2020

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/19/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 7/24/2024

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 53

Date: 2/5/2021

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/23/2014

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SVB WEALTH

CRD#: 172832 / SEC#: 801-80480

RIA

Registered Investment Advisory firm - (10/2/2014 Approved)

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Contact information

Main Address

53 State Street 28th Floor, Boston, MA 02109

Mailing Address

Po Box 27131, Raleigh, NC 27611

Phone number

(617) 223-0200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SVB WEALTH LLC (3/30/2025)

SVB WEALTH LLC APPENDIX 1/ WRAP BROCHURE (3/30/2025)

Regulatory assets under management

Total Number of Accounts	3,739
AUM (Assets Under Management)	$ 4,983,411,995

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/21/2025	Cover Page	Report
09/20/2024	Cover Page	Report
10/31/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William B. Scoggins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Bonham Scoggins's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST CITIZENS INVESTOR SERVICES, INC.

SVB INVESTMENT SERVICES INC.

SVB INVESTMENT SERVICES INC.

KEEL POINT, LLC

KEEL POINT CAPITAL, LLC

KEEL POINT INVESTMENTS, LLC

WFG INVESTMENTS, INC.

KEEL POINT ADVISORS, LLC

AMERICAN SECURITIES GROUP, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

SVB WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 2/2/2007

Series 52TO

Date: 1/2/2023

Series 57TO

Date: 6/20/2020

SIE

Date: 10/1/2018

Series 7

Date: 1/19/2007

Series 27

Date: 7/24/2024

Series 53

Date: 2/5/2021

Series 24

Date: 6/23/2014

FINRA

Current Firm

SVB WEALTH

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SVB WEALTH

TRUST BUT VERIFY

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