AR
Arvind A. Ramnani
TRUIST SECURITIES
DALLAS, TX 75201
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CRD#: 5256645
AR
Professional summary
Arvind A Ramnani, who also goes by Arvind Anil Ramnani, Arvind Ramnani, is a registered financial professional currently at TRUIST SECURITIES, INC. located in Dallas, Texas.
Arvind is registered as a RR (Registered Representative) and started their career in finance in 2007. Arvind has worked at 10 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Arvind Anil Ramnani | Arvind Ramnani
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Arvind A Ramnani's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 5, 2025 - Present
TRUIST SECURITIES, INC.
Office #1: 100 Crescent Ct Fl 10, Ste 1000, Dallas, TX 75201BD
CRD#: 6271
DALLAS, TX
Past
March 16, 2020 - September 2, 2025
PIPER SANDLER & CO.
BD
CRD#: 665
SEATTLE, WA
Past
May 3, 2016 - March 13, 2020
KEYBANC CAPITAL MARKETS INC.
BD
CRD#: 566
PORTLAND, OR
Past
July 16, 2015 - April 18, 2016
GORDON, HASKETT CAPITAL CORPORATION
BD
CRD#: 7976
NEW YORK, NY
Past
March 9, 2015 - July 13, 2015
IRC SECURITIES LLC
BD
CRD#: 150022
NEW YORK, NY
Past
May 15, 2014 - February 23, 2015
CV BROKERAGE, INC
BD
CRD#: 462
NEW YORK, NY
Past
April 23, 2013 - December 2, 2013
BNP PARIBAS SECURITIES CORP.
BD
CRD#: 15794
NEW YORK, NY
Past
July 30, 2012 - February 13, 2013
BNP PARIBAS SECURITIES CORP.
BD
CRD#: 15794
NEW YORK, NY
Past
June 28, 2010 - April 11, 2012
UBS SECURITIES LLC
BD
CRD#: 7654
NEW YORK, NY
Past
July 7, 2009 - April 16, 2010
SANFORD C. BERNSTEIN & CO., LLC
BD
CRD#: 104474
NASHVILLE, TN
Past
July 30, 2007 - April 17, 2009
BANC OF AMERICA SECURITIES LLC
BD
CRD#: 26091
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/5/2025)
RR
Alaska(11/5/2025)
RR
Arizona(11/5/2025)
RR
Arkansas(11/5/2025)
RR
California(11/5/2025)
RR
Colorado(11/5/2025)
RR
Connecticut(11/5/2025)
RR
Delaware(11/5/2025)
RR
District of Columbia(11/5/2025)
RR
Florida(11/5/2025)
RR
Georgia(11/5/2025)
RR
Hawaii(11/5/2025)
RR
Idaho(11/5/2025)
RR
Illinois(11/5/2025)
RR
Indiana(11/5/2025)
RR
Iowa(11/5/2025)
RR
Kansas(11/5/2025)
RR
Kentucky(11/5/2025)
RR
Louisiana(11/5/2025)
RR
Maine(11/5/2025)
RR
Maryland(11/5/2025)
RR
Massachusetts(11/5/2025)
RR
Michigan(11/5/2025)
RR
Minnesota(11/5/2025)
RR
Mississippi(11/5/2025)
RR
Missouri(11/5/2025)
RR
Montana(11/5/2025)
RR
Nebraska(11/5/2025)
RR
Nevada(11/5/2025)
RR
New Hampshire(11/5/2025)
RR
New Jersey(11/5/2025)
RR
New Mexico(11/5/2025)
RR
New York(11/5/2025)
RR
North Carolina(11/5/2025)
RR
North Dakota(11/5/2025)
RR
Ohio(11/6/2025)
RR
Oklahoma(11/5/2025)
RR
Oregon(11/5/2025)
RR
Pennsylvania(11/5/2025)
RR
Puerto Rico(11/5/2025)
RR
Rhode Island(11/5/2025)
RR
South Carolina(11/5/2025)
RR
South Dakota(11/5/2025)
RR
Tennessee(11/5/2025)
RR
Texas(11/5/2025)
RR
Utah(11/5/2025)
RR
Vermont(11/5/2025)
RR
Virginia(11/5/2025)
RR
Washington(11/5/2025)
RR
West Virginia(11/5/2025)
RR
Wisconsin(11/5/2025)
RR
Wyoming(11/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
TS
TRUIST SECURITIES, INC.
ALEXANDER KEY INVESTMENTS | TRUIST SECURITIES, INC. | SUNTRUST ROBINSON HUMPHREY, INC. | SUNTRUST ROBINSON HUMPHREY | SUNTRUST EQUITABLE SECURITIES CORPORATION | SUNTRUST EQUITABLE SECURITIES | SUNTRUST CAPITAL MARKETS, INC. | SUNTRUST CAPITAL MANAGEMENT, INC. | EQUITABLE SECURITIES CORPORATION
CRD#: 6271 / SEC#: , 8-17212
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
740 Battery Ave, Atlanta, GA 30339
Mailing Address
740 Battery Ave, Atlanta, GA 30339
Phone number
(404) 926-5600
Established
Tennessee since 07/01/1972
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | PARENT COMPANY | |
| COLEMAN, SHELLEY BRENNAN | AML OFFICER | 3163295 |
| FARRELL, KATHLEEN ANNE | BOARD MEMBER | 4038178 |
| HACKETT, THOMAS PATRICK | CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | 2878035 |
| HUFFSTETLER, MARK | BOARD MEMBER AND CHIEF CREDIT OFFICER | 2830214 |
| HUMPHREYS, ADAM | SECRETARY AND CHIEF LEGAL OFFICER | 7866934 |
| JESSANI, KERRY | BOARD MEMBER | 5048754 |
| MILLIGAN, JOHN | PRINCIPAL OPERATIONS OFFICER | 3206391 |
| MORRIS, DONALD ROSS JR | CHIEF FINANCIAL OFFICER | 3231801 |
| PAPPAS, ALBERT GEORGE | CHIEF COMPLIANCE OFFICER | 1875535 |
Disclosures
| Regulatory Event | 22 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST SECURITIES, INC.
CRD#: 6271Dallas, TX 75201TRUST BUT VERIFY
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