RR
Richard H. Reith
STIFEL INDEPENDENT ADVISORS
Chehalis, WA
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CRD#: 5255724
RR
Professional summary
Richard Henry Reith, who also goes by Richard H Reith, Richard Henry Reith, is a registered financial advisor currently at STIFEL INDEPENDENT ADVISORS, LLC located in Chehalis, Washington.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Richard has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard H Reith | Richard Henry Reith
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. PLR Wealth Management, LLC; 14 Trillium Ln Pacific Beach WA 98571; My SIA practice. This is my new company at Stifel Independent Advisors; I own the LLC and am the sole advisor and employee of the SIA practice; I plan to run the LLC as my approved SIA practice; 07/15/2025; 40 hrs/week; During security trading hours; Investment-Related 2. Lost at Sea, LLC; 2161 Jackson Hwy B11 Chehalis, WA 98532; It holds a piece of land that I purchased this year(2025). The land is bare with only power, sewer and water. No structures; I own the LLC which holds a piece of bare land to protect my other assets from liability; I plan to keep the LLC active and let the property sit until I build a future home on it; 05/08/2024; 5hrs/yr; Not during securities trading hours; Investment related 3. PLR Wealth Management 401k; Trillium Ln Pacific Beach WA 98571; This is the solo 401k for my Stifel Independent Advisory practice, PLR Wealth Management, LLC. I am the owner and sole employee; Owner, Advisor, Trustee, sole participant; Invest assets, request transfers, communicate with CPA for regulations and filings; 09/30/2025; 1hr/mth; During securities trading hours; Investment related
CRS (Client Relationship Summary) - RIA
Click below to view Richard Henry Reith's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Richard Henry Reith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 6, 2024 - Present
STIFEL INDEPENDENT ADVISORS, LLC
Office #2: Suite 230 447 N 1st Street, Kalama, WA 98625RIA
BD
CRD#: 28218
Chehalis, WA
Current
February 6, 2024 - Present
STIFEL INDEPENDENT ADVISORS, LLC
RIA
BD
CRD#: 28218
Chehalis, WA
Past
July 16, 2010 - February 12, 2024
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
CHEHALIS, WA
Past
July 16, 2010 - February 12, 2024
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
CHEHALIS, WA
Past
January 1, 2008 - July 19, 2010
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
CHEHALIS, WA
Past
January 1, 2008 - July 19, 2010
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
CHEHALIS, WA
Past
February 19, 2007 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
CHEHALIS, WA
Past
January 12, 2007 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
CHEHALIS, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
STIFEL INDEPENDENT ADVISORS, LLC
CENTURY SECURITIES ASSOCIATES INC | STIFEL INDEPENDENT ADVISORS, LLC | CENTURY SECURITIES ASSOCIATES, INC.
CRD#: 28218 / SEC#: 801-43561, 8-43514
RIA
Registered Investment Advisory firm - SEC (3/19/1993 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Oklahoma(2/6/2024)
IAR
Texas(2/6/2024)
RR
Washington(2/6/2024)
IAR
Washington(2/6/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SI
STIFEL INDEPENDENT ADVISORS, LLC
CENTURY SECURITIES ASSOCIATES INC | STIFEL INDEPENDENT ADVISORS, LLC | CENTURY SECURITIES ASSOCIATES, INC.
CRD#: 28218 / SEC#: 801-43561, 8-43514
RIA
Registered Investment Advisory firm - SEC (3/19/1993 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
One Financial Plaza 501 North Broadway, St Louis, MO 63102
Mailing Address
One Financial Plaza 501 North Broadway, St. Louis, MO 63102
Phone number
(314) 342-4051
Established
Missouri since 05/24/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
206
SEC notice filing (49 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STIFEL FINANCIAL CORP. | OWNER-HOLDING COMPANY OWNING 100% | |
| KRUSZEWSKI, RONALD JAMES | CHAIRMAN, STIFEL FINANCIAL | 1434827 |
| BRAUTIGAM, ALLEN COR | PRESIDENT AND CEO | 2400179 |
| BRIGHT, GEOFFREY CLYDE JR | CHIEF COMPLIANCE OFFICER | 4696103 |
| DODSON, CHARLES EDWARD | CCO-ADVISORY SERVICES | 1744430 |
| FISHER, MARK PHILIP | GENERAL COUNSEL | 4970942 |
| MELINGER, ADAM SCOTT | ROSFP | 2373020 |
| NOLL, DOUGLAS WAYNE | PRINCIPAL OPERATIONS OFFICER | 1614129 |
| ROWAN, JAMES FRANCIS | PRINCIPAL FINANCIAL OFFICER | 1976998 |
| ZEMLYAK, JAMES MARK | MANAGER, BOARD OF MANAGERS | 1586132 |
Regulatory assets under management
| Total Number of Accounts | 11,648 |
| AUM (Assets Under Management) | $ 4,379,138,273 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2024 | ||
| 09/28/2023 | ||
| 11/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
