Timothy L. Seelhoff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Leigh Seelhoff, who also goes by Tim Seelhoff, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2007. Timothy had worked at 4 firms and has passed the Series 65, Series 63, Series 66, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2014 - September 3, 2014
FIRST COMMAND BROKERAGE SERVICES, INC.
January 13, 2014 - September 3, 2014
FIRST COMMAND BROKERAGE SERVICES, INC.
April 2, 2013 - May 22, 2013
STATE FARM VP MANAGEMENT CORP.
October 29, 2012 - February 19, 2013
STATE FARM VP MANAGEMENT CORP.
September 10, 2010 - March 17, 2011
FIRST COMMAND BROKERAGE SERVICES, INC.
August 17, 2010 - March 17, 2011
FIRST COMMAND BROKERAGE SERVICES, INC.
August 17, 2007 - May 7, 2008
FIRST COMMAND BROKERAGE SERVICES, INC.
August 17, 2007 - May 7, 2008
FIRST COMMAND BROKERAGE SERVICES, INC.
July 12, 2007 - August 16, 2007
EDWARD JONES
January 3, 2007 - February 6, 2007
FARMERS FINANCIAL SOLUTIONS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST COMMAND BROKERAGE SERVICES, INC.
CRD#: 3641 / SEC#: , 8-7072
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST COMMAND FINANCIAL SERVICES, INC. | STOCKHOLDER/OWNER | |
| CADDELL, TINA KATHERINE | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 3041675 |
| CERBONE, HEIDI ELIZABETH | VICE PRESIDENT AND TREASURER | 5734664 |
| CHARTAN, ERIC | SENIOR VICE PRESIDENT, CHIEF LEGAL OFFICER | 4809520 |
| GRIFFIN, CASEY JAMES | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 3124214 |
| HUBKA, MEEGHAN LYNNE | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER (FINOP) | 5859322 |
| RICHTER, KELLEEN MARIE | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER | 2098017 |
| SMITH, FRANK DEAN | SENIOR VICE PRESIDENT - CHIEF INFORMATION SECURITY OFFICER & CHIEF TECHNOLOGY OFFICER | 6005160 |
| STEFFE, MARK DUANE | PRESIDENT/CEO | 2204689 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
