RE
Richard B. Everett
KEY FINANCIAL
West Chester, PA 19380
Some features on this profile are disabled
CRD#: 5254694
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Professional summary
Richard Bradley Everett, CFP® is a registered financial advisor currently at KEY FINANCIAL, INC. located in West Chester, Pennsylvania and OSAIC WEALTH, INC. located in West Chester, Pennsylvania.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Richard has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. KEY FINANCIAL, INC POSITION: Chief Investment Officer NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/01/2006 ADDRESS: 1045 Andrew Drive Suite A, West Chester PA 19380, United States DESCRIPTION: Assist Patricia Brennan with Portfolio Management
CRS (Client Relationship Summary) - RIA
Click below to view Richard Bradley Everett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 23, 2013 - Present
KEY FINANCIAL, INC.
Office #1: 1045a Andrew Drive, West Chester, PA 19380RIA
CRD#: 116240
West Chester, PA
Current
January 9, 2008 - Present
OSAIC WEALTH, INC.
Office #1: 1045 Andrew Drive Suite A, West Chester, PA 19380RIA
BD
CRD#: 23131
West Chester, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KEY FINANCIAL, INC.
KEY FINANCIAL, INC.
CRD#: 116240 / SEC#: 801-107742
RIA
Registered Investment Advisory firm - (5/5/2016 Approved)Delaware
Registered Investment Advisory firm - (5/11/2016 Terminated)Florida
Registered Investment Advisory firm - (5/11/2016 Terminated)Maryland
Registered Investment Advisory firm - (7/18/2016 Terminated)Massachusetts
Registered Investment Advisory firm - (5/11/2016 Terminated)North Carolina
Registered Investment Advisory firm - (5/16/2016 Terminated)Pennsylvania
Registered Investment Advisory firm - (5/12/2016 Terminated)South Carolina
Registered Investment Advisory firm - (5/11/2016 Terminated)Texas
Registered Investment Advisory firm - (5/11/2016 Terminated)Virginia
Registered Investment Advisory firm - (5/11/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Pennsylvania(1/16/2008)
IAR
Pennsylvania(10/23/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KF
KEY FINANCIAL, INC.
KEY FINANCIAL, INC.
CRD#: 116240 / SEC#: 801-107742
RIA
Registered Investment Advisory firm - (5/5/2016 Approved)Delaware
Registered Investment Advisory firm - (5/11/2016 Terminated)Florida
Registered Investment Advisory firm - (5/11/2016 Terminated)Maryland
Registered Investment Advisory firm - (7/18/2016 Terminated)Massachusetts
Registered Investment Advisory firm - (5/11/2016 Terminated)North Carolina
Registered Investment Advisory firm - (5/16/2016 Terminated)Pennsylvania
Registered Investment Advisory firm - (5/12/2016 Terminated)South Carolina
Registered Investment Advisory firm - (5/11/2016 Terminated)Texas
Registered Investment Advisory firm - (5/11/2016 Terminated)Virginia
Registered Investment Advisory firm - (5/11/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1045a Andrew Drive, West Chester, PA 19380
Mailing Address
Phone number
(610) 429-9050
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (19 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,622 |
| AUM (Assets Under Management) | $ 2,457,029,591 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
