Sean D. Lavin
Professional summary
Sean David Lavin is a registered financial professional currently at RAINMAKER SECURITIES, LLC located in New York, New York.
Sean is registered as a RR (Registered Representative) and started their career in finance in 2007. Sean has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sean David Lavin's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 29, 2020 - Present
RAINMAKER SECURITIES, LLC
November 11, 2013 - December 20, 2019
BTIG, LLC
March 3, 2008 - November 5, 2013
FM PARTNERS HOLDINGS LLC
January 30, 2007 - January 18, 2008
OPPENHEIMER & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/18/2021)
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Exams
Series 79TO
Date: 3/19/2021
Investment Banking Registered Representative ExaminationFINRA
Current Firm
RAINMAKER SECURITIES, LLC
CRD#: 132995 / SEC#: , 8-66667
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Regulatory Event | 4 |
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