Maria G. Shtrapenina
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maria Gennadyevna Shtrapenina was a registered financial professional .
Maria is a previously registered financial professional and started their career in finance in 2007. Maria had worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2011 - November 16, 2015
ASSET ALLIANCE ADVISORS INC.
December 11, 2007 - March 25, 2015
HEDGE HARBOR INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ASSET ALLIANCE ADVISORS INC.
CRD#: 113598 / SEC#: 801-60349
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
