Joseph Nissim
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Nissim, CFP® was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 2007. Joseph had worked at 6 firms and has passed the Series 66, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2015 - April 3, 2017
NISSIM INVESTMENT GROUP LLC
June 17, 2011 - December 31, 2014
NISSIM INVESTMENT GROUP LLC
January 12, 2011 - March 31, 2011
HOLD BROTHERS CAPITAL LLC
October 26, 2010 - December 31, 2010
TAFFERER TRADING, LLC
April 1, 2010 - May 24, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
June 1, 2009 - April 14, 2010
MORGAN STANLEY
June 1, 2009 - April 14, 2010
MORGAN STANLEY
February 21, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
January 1, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NISSIM INVESTMENT GROUP LLC
CRD#: 157951 / SEC#:
Contact information
Red Flags
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