Casey J. Dumais
STRATEGIC ADVISERS LLC | Financial Consultant
HOOKSETT, NH
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CRD#: 5253315
Professional summary
Casey J. Dumais, CFA, CFP®, who also goes by Casey Joseph Dumais, Casey Dumais, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Hooksett, New Hampshire and FIDELITY BROKERAGE SERVICES LLC located in Nashua, New Hampshire.
Casey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Casey has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
It is my goal as a Financial Consultant to be the primary, trusted advisor for my clients and to partner with them and their family to develop and execute a customized financial plan. I am committed to delivering an exceptional client experience with the help of all the resources available through my team at Fidelity.
Question & Answer
What are your service offerings?
Retirement Planning
Employee and Employer Plan Ben...
Investment Planning
Comprehensive Financial Planni...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Casey Joseph Dumais | Casey Dumais
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Casey J. Dumais's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Education
University of New Hampshire
Master of Business Administration (MBA) - Business
2014
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 225 Daniel Webster Hwy, Nashua, NH 03060-5536RIA
CRD#: 104555
HOOKSETT, NH
Current
March 2, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 225 Daniel Webster Highway, Nashua, NH 03060-5536BD
CRD#: 7784
NASHUA, NH
Past
March 9, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
NASHUA, NH
Past
July 13, 2018 - January 13, 2020
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BOSTON, MA
Past
October 31, 2017 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
MERRIMACK, NH
Past
October 18, 2017 - January 3, 2020
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
MERRIMACK, NH
Past
January 10, 2012 - April 15, 2016
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
MERRIMACK, NH
Past
January 2, 2008 - April 7, 2016
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
MERRIMACK, NH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/7/2022)
RR
Arizona(3/4/2022)
RR
California(4/9/2021)
RR
Colorado(5/3/2024)
RR
Connecticut(4/9/2021)
RR
Delaware(3/25/2023)
RR
District of Columbia(1/7/2025)
RR
Florida(3/11/2021)
RR
Georgia(5/19/2023)
RR
Idaho(4/18/2024)
RR
Illinois(3/25/2023)
RR
Maine(3/11/2021)
RR
Maryland(4/9/2021)
RR
Massachusetts(3/11/2021)
RR
New Hampshire(3/2/2021)
IAR
New Hampshire(3/31/2025)
RR
New Jersey(5/3/2024)
RR
New York(3/11/2021)
RR
North Carolina(4/9/2021)
RR
Oklahoma(1/7/2022)
RR
Pennsylvania(3/2/2024)
RR
Rhode Island(3/2/2024)
RR
South Carolina(5/6/2022)
RR
Tennessee(4/9/2021)
RR
Texas(3/11/2021)
IAR
Texas(3/31/2025)
RR
Vermont(3/11/2021)
RR
Virginia(3/2/2024)
RR
Washington(4/9/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Hooksett, NHTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
