JP
Justin K. Pagnard
VANTAGE FINANCIAL GROUP
Cleveland, OH 44131
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CRD#: 5252229
JP
Professional summary
Justin K Pagnard, AIF® is a registered financial advisor currently at VANTAGE FINANCIAL GROUP, INC. located in Cleveland, Ohio and CETERA INVESTMENT ADVISERS LLC located in Cleveland, Ohio.
Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Justin has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INDEPENDENT INSURANCE AGENT, VANTAGE FINANCIAL GROUP, INC, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, FOR 10HRS/WK & 10 HRS EVENING & WKENDS, SINCE 01/2011; 2. NAME OF OTHER BUSINESS: NATIONAL ASSOCIATION OF INSURANCE & FINANCIAL ADVISORS INVESTMENT RELATED: NO ADDRESS: PO BOX 31416 INDEPENDENCE OH 44131 NATURE OF BUSINESS: NAIFA CLEVELAND - PROVIDE INDUSTRY PROGRAMS & SUPPORT START DATE: 4/2017 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 POSITION/TITLE/RELATIONSHIP: PRESIDENT BRIEF DESCRIPTION OF DUTIES: GENERAL DUTIES 3. NAME OF OTHER BUSINESS: ORIA VANTAGE FINANCIAL GROUP, INC.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ADVISORY BUSINESS; POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE; START DATE: 01/2011; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING, ASSET MANAGEMENT; 4. NAME OF OTHER BUSINESS: VANTAGE FINANCIAL GROUP, INC.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 01/2011; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Justin K Pagnard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 15, 2011 - Present
VANTAGE FINANCIAL GROUP, INC.
Office #1: 6200 Rockside Road, Cleveland, OH 44131RIA
CRD#: 105950
Cleveland, OH
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 6200 Rockside Rd, Cleveland, OH 44131RIA
CRD#: 105644
CLEVELAND, OH
Current
September 3, 2013 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 6200 Rockside Rd, Cleveland, OH 44131BD
CRD#: 13572
Cleveland, OH
Past
October 19, 2018 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
September 3, 2013 - December 31, 2014
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
April 12, 2011 - September 3, 2013
WALNUT STREET SECURITIES, INC.
RIA
CRD#: 15840
CLEVELAND, OH
Past
January 10, 2011 - September 3, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
CLEVELAND, OH
Past
September 29, 2009 - January 10, 2011
KEY INVESTMENT SERVICES LLC
BD
CRD#: 136300
STREETSBORO, OH
Past
January 1, 2007 - September 17, 2009
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
AKRON, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(8/20/2019)
RR
Florida(12/8/2014)
RR
Georgia(5/28/2025)
RR
Illinois(7/21/2015)
RR
Iowa(3/20/2025)
IAR
Louisiana(6/27/2022)
RR
Louisiana(7/7/2022)
RR
Maryland(7/21/2015)
RR
Michigan(9/3/2013)
RR
Minnesota(11/25/2024)
RR
Missouri(3/8/2022)
RR
New Jersey(10/6/2023)
RR
New York(2/19/2015)
RR
North Carolina(9/3/2013)
IAR
Ohio(9/15/2011)
RR
Ohio(9/3/2013)
RR
Oklahoma(8/8/2022)
RR
Pennsylvania(2/8/2017)
RR
South Carolina(1/4/2023)
RR
Texas(9/3/2013)
IAR
Texas(3/3/2014)
IAR
Texas(6/29/2023)
RR
West Virginia(4/22/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
