Arthur Mansourian
Professional summary
Arthur Mansourian was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Arthur is a previously registered financial professional and started their career in finance in 2007. Prior to being barred, Arthur had worked at 5 firms, which includes HB SECURITIES LLC, NMS CAPITAL ASSET MANAGEMENT INC., NMS CAPITAL SECURITIES LLC, ZECCO TRADING INC., ASHRAF CAPITAL CORP..
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2015 - January 11, 2019
HB SECURITIES, LLC
April 1, 2013 - December 3, 2018
NMS CAPITAL ASSET MANAGEMENT, INC.
October 26, 2012 - September 25, 2015
NMS CAPITAL SECURITIES, LLC
April 15, 2011 - September 28, 2012
ZECCO TRADING, INC.
March 16, 2007 - October 30, 2007
ASHRAF CAPITAL CORP.
State Registrations and Notice Filings
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Exams
Current Firm
HB SECURITIES, LLC
CRD#: 140356 / SEC#: , 8-67307
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
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