Andrew B. Ruckstaetter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Braxton Ruckstaetter, who also goes by Andrew B Ruckstaetter, Andy Ruckstaetter, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2007. Andrew had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2020 - April 27, 2022
BEDROCK INVESTMENT ADVISORS
August 22, 2017 - December 15, 2017
VOYA FINANCIAL ADVISORS, INC.
March 13, 2015 - December 15, 2017
VOYA FINANCIAL ADVISORS, INC.
March 27, 2007 - October 21, 2009
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BEDROCK INVESTMENT ADVISORS
CRD#: 173131 / SEC#: 801-108290
Contact information
Regulatory assets under management
| Total Number of Accounts | 224 |
| AUM (Assets Under Management) | $ 49,768,046 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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