Juan A. Garcia

KESTRA ADVISORY SERVICES

McAllen, TX 78503

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CRD#: 5251261

Professional summary

Juan A Garcia, who also goes by Juan Antonio Garcia Jr., Juan Antonio Garcia, Juan Garcia, Garcia A Juan, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Mcallen, Texas and KESTRA INVESTMENT SERVICES, LLC located in Mcallen, Texas.

Juan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Juan has worked at 8 firms and has passed the Series 63, Series 65, Series 79TO, Series 7TO, SIE, Series 79 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Juan Antonio Garcia Jr. | Juan Antonio Garcia | Juan Garcia | Garcia A Juan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Bus Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/15/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Bus Name: COASTLINE WEALTH MANAGEMENT POSITION: Independent contractor investment advisor NATURE: Investment advisory services through an independent outside RIA INVESTMENT RELATED: Yes # OF HOURS: 200 SECURITIES TRADING HOURS: 40 START DATE: 04/15/2025 ADDRESS: 222 E. Ridge Road, Suite 108, McAllen TX 78501, United States DESCRIPTION: Advise clients regarding investment matters. Bus Name: JUAN GARCIA, ATTORNEY POSITION: Attorney NATURE: Legal/Attorney/Trustee/Executor INVESTMENT RELATED: No # OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 05/01/2025 ADDRESS: 6316 N 10th, St B, McAllen TX 78504, United States DESCRIPTION: Advising potential clients regarding estate planning and general business matters. Referring matters to other qualified attorneys.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan A Garcia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 15, 2025 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 222 East Ridge Road Suite 108, Mcallen, TX 78503

RIA

CRD#: 283330

McAllen, TX

Current

April 15, 2025 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 222 East Ridge Road Suite 108, Mcallen, TX 78503

CRD#: 42046

McAllen, TX

Past

April 8, 2024 - April 17, 2025

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

AUSTIN, TX

Past

April 8, 2024 - April 17, 2025

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

AUSTIN, TX

Past

October 25, 2022 - April 11, 2024

MORGAN STANLEY

RIA

CRD#: 149777

Austin, TX

Past

October 25, 2022 - April 11, 2024

MORGAN STANLEY

CRD#: 149777

Austin, TX

Past

January 27, 2021 - October 25, 2022

NORTH CAPITAL

RIA

CRD#: 148802

McAllen, TX

Past

May 13, 2019 - October 20, 2022

NORTH CAPITAL PRIVATE SECURITIES CORPORATION

CRD#: 154559

SALT LAKE CITY, UT

Past

October 12, 2016 - December 31, 2020

NORTH CAPITAL

RIA

CRD#: 148802

McAllen, TX

Past

November 2, 2010 - February 9, 2012

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

February 14, 2007 - June 20, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/15/2025)

Texas
(4/15/2025)

IAR

Texas
(4/15/2025)

Washington
(4/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 5/13/2019

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/2/2016

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 79TO

Date: 5/24/2019

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7TO

Date: 5/13/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/13/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 11/1/2010

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 2/13/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Juan A. Garcia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan A Garcia's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MORGAN STANLEY

MORGAN STANLEY

NORTH CAPITAL

NORTH CAPITAL PRIVATE SECURITIES CORPORATION

NORTH CAPITAL

DEUTSCHE BANK SECURITIES INC.

J.P. MORGAN SECURITIES INC.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/13/2019

Series 65

Date: 8/2/2016

Series 79TO

Date: 5/24/2019

Series 7TO

Date: 5/13/2019

SIE

Date: 5/13/2019

Series 79

Date: 11/1/2010

Series 7

Date: 2/13/2007

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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