Alexandra R. Hill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexandra Rachel Hill, who also goes by Alex Rachel Hill, Alex Hill, Alexandra Rachel Hill, Alexandra Hill, was a registered financial professional .
Alexandra is a previously registered financial professional and started their career in finance in 2008. Alexandra had worked at 13 firms and has passed the Series 66, Series 7TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2024 - February 4, 2025
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
August 6, 2024 - February 4, 2025
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 3, 2023 - December 21, 2023
KESTRA ADVISORY SERVICES, LLC
November 30, 2023 - December 21, 2023
KESTRA INVESTMENT SERVICES, LLC
May 17, 2021 - September 28, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 2, 2021 - September 28, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 11, 2015 - June 23, 2015
CAVU SECURITIES LLC
September 29, 2014 - February 10, 2015
AXIOM CAPITAL MANAGEMENT, INC.
May 29, 2014 - August 25, 2014
GOTTBETTER CAPITAL MARKETS, LLC
August 12, 2013 - May 28, 2014
FIRST LIBERTIES FINANCIAL
March 8, 2012 - September 21, 2012
MORGAN STANLEY
March 5, 2012 - September 21, 2012
MORGAN STANLEY
June 14, 2010 - September 29, 2011
UBS SECURITIES LLC
June 14, 2010 - September 29, 2011
UBS SECURITIES LLC
November 26, 2008 - June 17, 2010
UBS FINANCIAL SERVICES INC.
May 26, 2008 - November 25, 2008
MORGAN STANLEY & CO. LLC
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/2/2021
General Securities Representative ExaminationCurrent Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
