Lami M. Harmon
Professional summary
Lami M Harmon, who also goes by Lami M Harmon Mr., Lami M Harmon, Lami Harmon, is a registered financial professional currently at VESTWELL SECURITIES, LLC located in New York, New York.
Lami is registered as a RR (Registered Representative) and started their career in finance in 2007. Lami has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lami M Harmon's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 8, 2026 - Present
VESTWELL SECURITIES, LLC
Office #1: 360 Madison Avenue 15th Floor, New York, NY 10017January 4, 2022 - January 3, 2024
MORGAN STANLEY
January 4, 2022 - January 3, 2024
MORGAN STANLEY
April 23, 2021 - November 22, 2021
EMPOWER ADVISORY GROUP, LLC
January 27, 2021 - November 22, 2021
EMPOWER FINANCIAL SERVICES, INC.
April 29, 2019 - October 12, 2020
TRANSAMERICA CAPITAL, LLC
January 22, 2007 - November 11, 2018
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/27/2021
General Securities Representative ExaminationFINRA
Current Firm
VESTWELL SECURITIES, LLC
CRD#: 331531 / SEC#: , 8-71272
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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