Kamron Nahavandi
Professional summary
Kamron Nahavandi is a registered financial advisor currently at MONEY CONCEPTS CAPITAL CORP located in Placentia, California.
Kamron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Kamron has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kamron Nahavandi's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kamron Nahavandi's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 14, 2025 - Present
MONEY CONCEPTS CAPITAL CORP
Office #1: 550 W. Orangethorpe Ave. Suite A, Placentia, CA 92870April 14, 2025 - Present
MONEY CONCEPTS CAPITAL CORP
Office #1: 550 W. Orangethorpe Ave. Suite A, Placentia, CA 92870March 11, 2025 - April 7, 2025
MML INVESTORS SERVICES, LLC
March 11, 2025 - April 7, 2025
MML INVESTORS SERVICES, LLC
November 14, 2024 - March 25, 2025
LPL ENTERPRISE, LLC
November 14, 2024 - March 25, 2025
LPL ENTERPRISE, LLC
January 25, 2024 - November 14, 2024
PRUCO SECURITIES, LLC.
January 24, 2024 - November 14, 2024
PRUCO SECURITIES, LLC.
April 10, 2019 - April 15, 2024
FIT STRATEGIC ADVISORS LLC
May 21, 2018 - October 11, 2022
CROWN CAPITAL SECURITIES, L.P.
May 21, 2018 - October 11, 2022
CROWN CAPITAL SECURITIES, L.P.
July 21, 2017 - May 21, 2018
CORECAP ADVISORS
October 21, 2015 - May 21, 2018
CORECAP INVESTMENTS, LLC
April 4, 2014 - October 16, 2015
OSAIC SERVICES, INC.
February 21, 2014 - October 16, 2015
OSAIC SERVICES, INC.
August 5, 2013 - February 11, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
May 7, 2013 - February 11, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
February 10, 2012 - May 6, 2013
CENTAURUS FINANCIAL, INC.
February 15, 2011 - September 12, 2011
REALTY CAPITAL SECURITIES, LLC
June 28, 2010 - February 8, 2011
U.S. SELECT SECURITIES LLC
February 5, 2007 - June 2, 2010
CENTAURUS FINANCIAL, INC.
Primary Firm SEC Registration
MONEY CONCEPTS CAPITAL CORP
CRD#: 12963 / SEC#: 801-39736, 8-29671
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/14/2025)
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Exams
FINRA
Current Firm
MONEY CONCEPTS CAPITAL CORP
CRD#: 12963 / SEC#: 801-39736, 8-29671
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONEY CONCEPTS INTERNATIONAL, INC | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | |
| BARNETT, CHERYL MORRIS | VICE PRESIDENT | COMPLIANCE OFFICER | 1795785 |
| MATOS, LIZA MARIA | VICE PRESIDENT | COMPLIANCE OFFICER | 4371969 |
| RITTMAN, BARRY RICHARD | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | 1997994 |
| WALSH, DENIS STEPHEN | PRESIDENT | CHIEF EXECUTIVE OFFICER | 1124278 |
| WALSH, JAMES EDWARD | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | 2275368 |
| WALSH, MARY THERESE | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 14,898 |
| AUM (Assets Under Management) | $ 3,328,625,395 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
