Soheyl Forouzan Rad | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Soheyl Forouzan Rad, who also goes by Samuel F Rad, was a registered financial professional .

Soheyl is a previously registered financial professional and started their career in finance in 2007. Soheyl had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

Samuel F Rad

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 1, 2017 - January 22, 2018

KINETIC INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 283034

LOS ANGELES, CA

Past

March 5, 2015 - January 5, 2016

SEARCHLIGHT INVESTMENTS, LLC

RIA

CRD#: 174295

BEVERLY HILLS, CA

Past

January 13, 2011 - December 1, 2014

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

BEVERLY HILLS, CA

Past

July 21, 2010 - May 12, 2011

AMERICAN ELITE RETIREMENT

RIA

CRD#: 152499

BEVERLY HILLS, CA

Past

November 6, 2007 - March 2, 2009

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

LOS ANGELES, CA

Past

March 12, 2007 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

BD

CRD#: 4095

LOS ANGELES, CA

Past

March 12, 2007 - March 2, 2009

MSI FINANCIAL SERVICES, INC.

BD

CRD#: 14251

LOS ANGELES, CA

Past

January 31, 2007 - March 2, 2007

NYLIFE SECURITIES LLC

BD

CRD#: 5167

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KI

KINETIC INVESTMENT MANAGEMENT, INC.

CRD#: 283034 / SEC#: 801-118383

RIA

Registered Investment Advisory firm - (4/8/2020 Approved)

California

Registered Investment Advisory firm - (5/16/2020 Terminated)

Illinois

Registered Investment Advisory firm - (4/8/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/8/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 2/17/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

Series 7

Date: 5/13/2008

General Securities Representative Examination

General Industry/Product Exam

RR

Series 6

Date: 1/30/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

KI

KINETIC INVESTMENT MANAGEMENT, INC.

CRD#: 283034 / SEC#: 801-118383

RIA

Registered Investment Advisory firm - (4/8/2020 Approved)

California

Registered Investment Advisory firm - (5/16/2020 Terminated)

Illinois

Registered Investment Advisory firm - (4/8/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

633 W 5th Street Suite 1050, Los Angeles, CA 90071

Mailing Address

Phone number

(800) 711-4818

Established

Firm type

Fiscal year end

# of Employees

30

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-KINETIC INVESTMENT MANAGEMENT, INC. (9/10/2025)

Regulatory assets under management

Total Number of Accounts	2,857
AUM (Assets Under Management)	$ 348,218,341

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Soheyl F. Rad

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SEARCHLIGHT INVESTMENTS, LLC

BROOKSTONE CAPITAL MANAGEMENT LLC

AMERICAN ELITE RETIREMENT

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

KINETIC INVESTMENT MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/8/2007

Series 63

Date: 2/17/2007

Series 7

Date: 5/13/2008

Series 6

Date: 1/30/2007

Current Firm

KINETIC INVESTMENT MANAGEMENT, INC.

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KINETIC INVESTMENT MANAGEMENT, INC.

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