Tamara N. Scrivens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tamara Nicole Scrivens, who also goes by Tamara Nicole Palmer, Tamara Palmer, Tamara Nicole Watkins, was a registered financial professional .
Tamara is a previously registered financial professional and started their career in finance in 2007. Tamara had worked at 5 firms and has passed the Series 7TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2018 - November 30, 2020
SPIRE SECURITIES, LLC
March 3, 2014 - October 15, 2018
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
November 14, 2008 - March 3, 2014
GUGGENHEIM DISTRIBUTORS, LLC
May 21, 2008 - October 2, 2008
NAVY FEDERAL INVESTMENT SERVICES, LLC
November 20, 2007 - March 11, 2008
CETERA WEALTH SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationSeries 99TO
Date: 12/22/2022
Operations Professional ExaminationCurrent Firm
SPIRE SECURITIES, LLC
CRD#: 144131 / SEC#: , 8-67635
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
