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Feisal Ahmed Khan Malik

SPIRE WEALTH MANAGEMENT
MCLEAN, VA
·CRD# 2115832·35 years experience

Professional Summary

Feisal Ahmed Khan Malik, who also goes by Feisal Ahmed Malik, is a registered financial advisor currently at SPIRE WEALTH MANAGEMENT, LLC located in Mclean, Virginia and SPIRE SECURITIES, LLC located in Mclean, Virginia. Feisal is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Feisal has worked at 8 firms and has passed the Series 65, Series 63, Series 31, Series 99TO, SIE, Series...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Feisal Ahmed Malik

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

SPIRE WEALTH MANAGEMENT, LLC·CRD# 113908
RIA
7901 Jones Branch Dr. Suite 800, Mclean, VA 22102
November 20, 2020 - Present
SPIRE SECURITIES, LLC·CRD# 144131
BD
1. 7901 Jones Branch Dr. Suite 810, Mclean, VA 221022. 7901 Jones Branch Dr. Suite 800, Mclean, VA 221023. 7901 Jones Branch Dr. Suite 810, Mclean, VA 22102
November 10, 2020 - Present
BESTVEST INVESTMENTS, LTD.·CRD# 40302
RIA
Allentown, PA
July 5, 2017 - November 19, 2020
BESTVEST INVESTMENTS, LTD.·CRD# 40302
BD
Allentown, PA
June 20, 2017 - November 19, 2020
SIGNATOR INVESTORS, INC.·CRD# 468
RIA
Allentown, PA
March 18, 2010 - February 3, 2016
SIGNATOR INVESTORS, INC.·CRD# 468
BD
Allentown, PA
December 12, 2007 - February 3, 2016
NYLIFE SECURITIES LLC·CRD# 5167
BD
Horsham, PA
February 28, 2006 - November 30, 2007
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Springfield, MA
February 14, 1994 - December 31, 2005
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA·CRD# 680
BD
Newark, NJ
February 26, 1991 - March 31, 1993
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
February 26, 1991 - March 31, 1993

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Current Firm

SW
SPIRE WEALTH MANAGEMENT, LLC

LEGACY ADVISORS, LLC | SPIRE WEALTH MANAGEMENT, LLC

CRD#: 113908 / SEC#: 801-60468
RIA
Registered Investment Advisory firm - SEC (8/17/2001 Approved)

Contact Information

Main Address

7901 Jones Branch Dr. Suite 800, Mclean, VA 22102

Mailing Address

7901 Jones Branch Drive Suite 800, Mclean, VA 22102

Phone Number

(703) 657-6060

# of Employees

145

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2026 SWM ADV 2A V2 (6/5/2026)

Regulatory Assets Under Management

Total Number of Accounts

15,272

AUM (Assets Under Management)

$4,513,834,512

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Since April 2023 acting as Chief Compliance Officer for Spire as a Service (Saas), a business offering of Spire Investment Partners. This is an outsourced compliance position for outside RIAs. Investment related.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SPIRE WEALTH MANAGEMENT, LLC

LEGACY ADVISORS, LLC | SPIRE WEALTH MANAGEMENT, LLC

CRD#: 113908 / SEC#: 801-60468
RIA
Registered Investment Advisory firm - SEC (8/17/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(4/7/2022)
RR
Alaska
(11/17/2025)
RR
Arizona
(4/29/2022)
RR
Arkansas
(5/13/2022)
RR
California
(4/5/2022)
RR
Colorado
(4/28/2022)
RR
Connecticut
(4/11/2022)
RR
Delaware
(5/25/2022)
RR
District of Columbia
(4/5/2022)
RR
Florida
(4/5/2022)
RR
Georgia
(5/5/2022)
RR
Hawaii
(4/14/2022)
RR
Idaho
(5/31/2022)
RR
Illinois
(3/1/2022)
RR
Indiana
(4/8/2022)
RR
Iowa
(4/8/2022)
RR
Kansas
(4/5/2022)
RR
Kentucky
(4/11/2022)
RR
Louisiana
(4/7/2022)
RR
Maine
(11/14/2025)
RR
Maryland
(4/5/2022)
RR
Massachusetts
(5/13/2022)
RR
Michigan
(5/25/2022)
RR
Minnesota
(5/13/2022)
RR
Mississippi
(4/6/2022)
RR
Missouri
(12/8/2025)
RR
Montana
(4/13/2022)
RR
Nebraska
(4/18/2022)
RR
Nevada
(4/18/2022)
RR
New Hampshire
(11/17/2025)
RR
New Jersey
(5/9/2022)
RR
New Mexico
(4/5/2022)
RR
New York
(4/5/2022)
IAR
New York
(4/30/2026)
RR
North Carolina
(4/25/2022)
RR
North Dakota
(4/11/2022)
RR
Ohio
(4/5/2022)
RR
Oklahoma
(11/17/2025)
RR
Oregon
(4/13/2022)
RR
Pennsylvania
(4/6/2022)
RR
Rhode Island
(11/17/2025)
RR
South Carolina
(5/13/2022)
RR
South Dakota
(4/26/2022)
RR
Tennessee
(4/20/2022)
RR
Texas
(4/4/2022)
RR
Utah
(4/19/2022)
RR
Vermont
(11/19/2025)
RR
Virginia
(11/20/2020)
IAR
Virginia
(11/20/2020)
RR
Washington
(6/6/2022)
RR
West Virginia
(4/7/2022)
RR
Wisconsin
(4/14/2022)
RR
Wyoming
(5/2/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2010About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1991About the Series 63 exam

Series 31 — Futures Managed Funds Examination

Passed Sep 2023About the Series 31 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1997About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1991About the Series 6 exam

Series 14 — Compliance Officer Examination

Passed Jan 2025About the Series 14 exam

Series 51 — Municipal Fund Securities Principal Examination

Passed Jan 2010About the Series 51 exam

Series 24 — General Securities Principal Examination

Passed Apr 1999About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Feisal Ahmed Khan Malik's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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