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EH

Eric S. Hickok

HICKOK ADVISORY
CAMPBELL, CA 95008
Some features on this profile are disabled
CRD#: 5249393
EH

Professional summary

Eric S Hickok is a registered financial advisor currently at HICKOK ADVISORY, LLC located in Campbell, California.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Eric has worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Hickok Tax Law; Attorney; 05/2024; Campbell, CA; not investment related; 10 hours/month, 0 during securities trading; Nature of business law Hickok Tax; President; 11/2021; San Jose, CA; not investment related; 100 hours/month, 50 during securities trading; Nature of business tax Hickok Real Estate; Realtor; 09/2015; San Jose, CA; investment related; 5 hours/month, 0 during securities trading; Nature of business tax

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric S Hickok's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 2, 2025 - Present

HICKOK ADVISORY, LLC

Office #1: 2110 S Bascom Ave Suite 103, Campbell, CA 95008
RIA
CRD#: 333663
CAMPBELL, CA
Past

January 19, 2010 - December 31, 2012

SHOOTER FINANCIAL, INC.

RIA
CRD#: 151917
SANTA CLARA, CA
Past

February 2, 2007 - May 20, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
SAN MATEO, CA
Past

January 11, 2007 - May 20, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
SAN MATEO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/2/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/7/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 6/4/2019
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/10/2019
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/10/2007
General Securities Representative Examination

Current Firm

HA
HICKOK ADVISORY, LLC
HICKOK ADVISORY, LLC

CRD#: 333663 / SEC#:

California
Registered Investment Advisory firm - (4/2/2025 Approved)
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Contact information

Main Address
2110 S Bascom Ave Suite 103, Campbell, CA 95008
Mailing Address
Phone number
(408) 204-0112
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HICKOK ADVISORY, LLC

CRD#: 333663Campbell, CA 95008

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