Andrew K. Maurer

SCOTT CAPITAL PARTNERS

DARIEN, CT 06820

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CRD#: 5249246

Professional summary

Andrew Kern Maurer, who also goes by Andrew K Maurer, is a registered financial advisor currently at SCOTT CAPITAL PARTNERS located in Darien, Connecticut.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Andrew has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew K Maurer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Kern Maurer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 9, 2017 - Present

SCOTT CAPITAL PARTNERS

Office #1: 320 Boston Post Road Suite 270, Darien, CT 06820

RIA

CRD#: 166358

DARIEN, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(11/9/2017)

IAR

Wyoming
(11/21/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/9/2017

Uniform Investment Adviser Law Examination

Current Firm

SCOTT CAPITAL PARTNERS

G. SCOTT CAPITAL PARTNERS, LLC | SCOTT CAPITAL PARTNERS

CRD#: 166358 / SEC#: 801-77570

RIA

Registered Investment Advisory firm - (2/22/2018 Terminated)

Connecticut

Registered Investment Advisory firm - (12/20/2017 Approved)

Wyoming

Registered Investment Advisory firm - (12/20/2017 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

320 Boston Post Road Suite 270, Darien, CT 06820

Mailing Address

Phone number

(203) 939-1890

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 42,700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew K. Maurer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Kern Maurer's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCOTT CAPITAL PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/9/2017

Current Firm

SCOTT CAPITAL PARTNERS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SCOTT CAPITAL PARTNERS

TRUST BUT VERIFY

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