JP
John R. Patrick
CETERA INVESTMENT ADVISERS LLC
GREENWOOD, SC 29649
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CRD#: 5248959
JP
Professional summary
John Rainey Patrick, who also goes by John Patrick, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Greenwood, South Carolina and CETERA WEALTH SERVICES, LLC located in Greenwood, South Carolina.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. John has worked at 7 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Patrick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF ENTITY: SOUTHERN RESOURCES, LLC; No; 111 WEST TALLULAH DR; GREENVILLE; SC; 29605; TIMBER; VP/PARTNER; 1/1/1996; 5; 2; ATTEND MEETINGS AND MAKE DECISION ON WHEN TO CUT DOWN AND PLANT TREES| 2) NAME OF ENTITY: Independent Insurance Agent; Yes; 201-B Towers Drive; Greenwood; SC; 29649; Fixed Insurance Sales; Independent Insurance Agent; 10/11/2019; 160; 160; sales of fixed insurance products| 3) NAME OF OTHER BUSINESS: J. PATRICK FINANCIAL, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4) NAME OF ENTITY: HP Shale & Timber, LLC; No; 205 East Sproles Avenue; Greenwood; SC; 29649; Farmland/Family Farm.; Owner & Sole Proprietor; 11/1/2020; 1; 0; Family Farmland| 5) NAME OF OTHER BUSINESS: GREENWOOD MUSEUM AND RAILROAD HISTORICAL CENTER; INVESTMENT RELATED: NO; ADDRESS: 106 MAIN STREET GREENWOOD, SC 29648; NATURE OF BUSINESS: MUSEUM; START DATE: 08/2025; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0.5; BRIEF DESCRIPTION OF DUTIES: ATTEND MONTHLY MEETINGS TO DISCUSS THE OPERATIONS OF OUR LOCAL MUSEUM, HELP TO COORDINATE GOLF TOURNAMENT TO RAISE MONEY FOR THE RAILROAD CENTER;
CRS (Client Relationship Summary) - RIA
Click below to view John Rainey Patrick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 201-b Towers Drive, Greenwood, SC 29649Office #3: 104 Maxwell Avenue The Greenwood Building, Suite 349, Greenwood, SC 29646RIA
CRD#: 105644
GREENWOOD, SC
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 201-b Towers Drive, Greenwood, SC 29649Office #2: 104 Maxwell Avenue The Greenwood Building, Suite 349, Greenwood, SC 29646BD
CRD#: 13572
Greenwood, SC
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
October 14, 2019 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
GREENWOOD, SC
Past
October 11, 2019 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
GREENWOOD, SC
Past
March 17, 2014 - October 4, 2019
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
GREENWOOD, SC
Past
March 10, 2014 - October 4, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
GREENWOOD, SC
Past
October 11, 2011 - March 11, 2014
LPL FINANCIAL LLC
RIA
CRD#: 6413
GREENWOOD, SC
Past
October 11, 2011 - March 11, 2014
LPL FINANCIAL LLC
BD
CRD#: 6413
GREENWOOD, SC
Past
September 25, 2007 - October 11, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
GREENWOOD, SC
Past
March 16, 2007 - October 11, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
RIA
CRD#: 13787
GREENWOOD, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/26/2023)
RR
Colorado(5/9/2025)
RR
District of Columbia(6/9/2021)
RR
Georgia(10/26/2023)
RR
Louisiana(5/9/2025)
RR
North Carolina(1/12/2023)
RR
South Carolina(6/9/2021)
IAR
South Carolina(6/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Greenwood, SC 29649TRUST BUT VERIFY
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