Gregory J. Bunger

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CRD#: 5248132

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gregory J Bunger, CFP® was a registered financial professional .

Gregory is a previously registered financial professional and started their career in finance in 2006. Gregory had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)JUSTICE OF THE PEACE - PERFORM WEDDINGS. NOT INVESTMENT RELATED OR ASSOCIATED WITH ANY OTHER BUSINESSES. STARTED 01/1999. DEVOTE APPROX. 1 HOUR PER MONTH. 2)INDEPENDANT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1997

Experience

Past

September 5, 2014 - January 13, 2025

KENNEDY WEALTH & TAX MANAGEMENT, LLC

RIA

CRD#: 172394

SOUTHBURY, CT

Past

January 29, 2007 - October 1, 2014

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

SOUTHBURY, CT

Past

December 6, 2006 - October 1, 2014

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

SOUTHBURY, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KENNEDY WEALTH & TAX MANAGEMENT, LLC

KENNEDY WEALTH & TAX MANAGEMENT, LLC | KENNEDY WEALTH AND TAX MANAGEMENT, INC.

CRD#: 172394 / SEC#: 801-112886

RIA

Registered Investment Advisory firm - (4/20/2018 Approved)

Connecticut

Registered Investment Advisory firm - (10/12/2018 Terminated)

Florida

Registered Investment Advisory firm - (9/21/2018 Terminated)

Texas

Registered Investment Advisory firm - (9/21/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/28/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/5/2006

General Securities Representative Examination

Current Firm

KENNEDY WEALTH & TAX MANAGEMENT, LLC

KENNEDY WEALTH & TAX MANAGEMENT, LLC | KENNEDY WEALTH AND TAX MANAGEMENT, INC.

CRD#: 172394 / SEC#: 801-112886

RIA

Registered Investment Advisory firm - (4/20/2018 Approved)

Connecticut

Registered Investment Advisory firm - (10/12/2018 Terminated)

Florida

Registered Investment Advisory firm - (9/21/2018 Terminated)

Texas

Registered Investment Advisory firm - (9/21/2018 Terminated)

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Contact information

Main Address

1 Pomperaug Office Park Suite 307, Southbury, CT 06488

Mailing Address

Phone number

(203) 264-1200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE - KENNEDY WEALTH & TAX MANAGEMENT INC. (1/21/2025)

Regulatory assets under management

Total Number of Accounts	362
AUM (Assets Under Management)	$ 191,846,218

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gregory J. Bunger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KENNEDY WEALTH & TAX MANAGEMENT, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

Primary Firm SEC Registration

KENNEDY WEALTH & TAX MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/28/2006

SIE

Date: 10/1/2014

Series 7

Date: 12/5/2006

Current Firm

KENNEDY WEALTH & TAX MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KENNEDY WEALTH & TAX MANAGEMENT, LLC

TRUST BUT VERIFY

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