David J. Robles
Professional summary
David John Robles, who also goes by David John Robles, is a registered financial professional currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Newark, New Jersey.
David is registered as a RR (Registered Representative) and started their career in finance in 2007. David has worked at 2 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David John Robles's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 13, 2024 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
Office #1: 213 Washington Street, Newark, NJ 07102June 8, 2009 - March 29, 2024
PRUCO SECURITIES, LLC.
August 7, 2007 - March 29, 2024
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/13/2024)
(3/13/2024)
Exams
Series 52TO
Date: 3/13/2024
Municipal Securities Representative ExaminationFINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| HARTNETT, CHRISTINA A | CHIEF OPERATING OFFICER | 2672099 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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