Michael R. Jones
Professional summary
Michael Randolph Jones JR, who also goes by Michael Randolph Jones, Michael Jones, Mike Jones, is a registered financial professional currently at INDEPENDENT INVESTMENT BANKERS, CORP. located in San Diego, California.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2006. Michael has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 79, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Randolph Jones JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 8, 2019 - Present
INDEPENDENT INVESTMENT BANKERS, CORP.
July 25, 2016 - April 15, 2019
SEALION CAPITAL, LLC
August 6, 2014 - February 29, 2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED
December 1, 2010 - April 4, 2012
IMPERIAL CAPITAL ASSET MANAGEMENT LLC
October 8, 2010 - April 4, 2012
IMPERIAL CAPITAL, LLC
March 10, 2010 - September 27, 2010
HAPOALIM SECURITIES USA, INC.
December 11, 2006 - February 25, 2010
B. RILEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/8/2019)
(11/25/2022)
Exams
FINRA
Current Firm
INDEPENDENT INVESTMENT BANKERS, CORP.
CRD#: 154134 / SEC#: , 8-68609
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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