Victor M. Flores
Professional summary
Victor Michael Flores, who also goes by VIctor Flores, is a registered financial advisor currently at SNOWWATER INVESTMENT PARTNERS, LLC located in Fairfield, Connecticut.
Victor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Victor has worked at 3 firms and has passed the Series 66, Series 63, Series 31, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Victor Michael Flores's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 11, 2021 - Present
SNOWWATER INVESTMENT PARTNERS, LLC
January 11, 2021 - April 5, 2021
CITIGROUP GLOBAL MARKETS INC.
January 11, 2021 - April 5, 2021
CITI PRIVATE ALTERNATIVES, LLC
January 21, 2010 - February 13, 2013
CITIGROUP GLOBAL MARKETS INC.
March 12, 2007 - February 7, 2008
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
SNOWWATER INVESTMENT PARTNERS, LLC
CRD#: 311790 / SEC#: 801-120047
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/11/2021)
Exams
Current Firm
SNOWWATER INVESTMENT PARTNERS, LLC
CRD#: 311790 / SEC#: 801-120047
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 129 |
| AUM (Assets Under Management) | $ 795,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
