ST
Seth D. Timmer
CETERA INVESTMENT ADVISERS LLC
CALEDONIA, MI 49316
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CRD#: 5246408
ST
Professional summary
Seth David Timmer is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Caledonia, Michigan and CETERA ADVISORS LLC located in Caledonia, Michigan.
Seth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Seth has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 03/2013 APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: ESI FINANCIAL, LLC; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 05/2019; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: SALES 3. NAME OF OTHER BUSINESS: S TIMMER FINANCIAL LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 1/2021; POSITION/TITLE/RELATIONSHIP: OWNER/SOLE MEMBER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DBA FOR BUSINESS EXPENSES; 4. NAME OF OTHER BUSINESS: ANCHOR WEALTH ADVISERS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2022, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Seth David Timmer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 7115 Kalamazoo Ave Se Ste B, Caledonia, MI 49316RIA
CRD#: 105644
CALEDONIA, MI
Current
March 21, 2013 - Present
CETERA ADVISORS LLC
Office #1: 7115 Kalamazoo Ave Se Ste B, Caledonia, MI 49316BD
CRD#: 10299
Caledonia, MI
Past
March 22, 2013 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
February 18, 2011 - October 26, 2012
SSN ADVISORY, INC.
RIA
CRD#: 126090
CALEDONIA, MI
Past
February 11, 2011 - October 24, 2012
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
CALEDONIA, MI
Past
June 7, 2010 - February 11, 2011
QA3 FINANCIAL LLC
RIA
CRD#: 104957
CALEDONIA, MI
Past
November 16, 2006 - February 11, 2011
QA3 FINANCIAL CORP.
BD
CRD#: 14754
CALEDONIA, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/1/2014)
RR
Arizona(11/13/2023)
RR
Arkansas(4/15/2013)
RR
California(8/28/2018)
RR
Colorado(10/1/2021)
RR
District of Columbia(1/23/2018)
RR
Florida(8/14/2018)
RR
Georgia(8/12/2015)
RR
Idaho(5/18/2021)
RR
Illinois(6/24/2024)
RR
Indiana(5/28/2013)
RR
Iowa(9/10/2020)
RR
Kentucky(5/19/2014)
RR
Maryland(3/6/2020)
RR
Massachusetts(2/17/2023)
RR
Michigan(4/9/2013)
IAR
Michigan(3/21/2024)
RR
Minnesota(9/11/2015)
RR
New Jersey(7/7/2022)
RR
New York(2/20/2024)
RR
North Carolina(10/12/2016)
RR
North Dakota(3/11/2024)
RR
Ohio(3/1/2019)
RR
Oklahoma(5/3/2022)
RR
Pennsylvania(6/16/2021)
RR
Rhode Island(12/16/2021)
RR
South Carolina(9/4/2015)
RR
South Dakota(8/18/2016)
RR
Tennessee(4/19/2022)
RR
Texas(5/17/2013)
IAR
Texas(3/21/2024)
RR
Virginia(8/5/2020)
RR
West Virginia(1/23/2025)
RR
Wisconsin(5/18/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Caledonia, MI 49316TRUST BUT VERIFY
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